Polar Capital Global Financials Tst Holding(s) in Company (3573R)
December 08 2016 - 8:23AM
UK Regulatory
TIDMPCFT
RNS Number : 3573R
Polar Capital Global Financials Tst
08 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Polar Capital Global Financials
issuer Trust plc
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
--------------------------------------------------------------------- -------- ---------------------------------------
3. Full name of person(s) subject
to the Investec Wealth & Investment Limited
notification obligation: (iii)
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4. Full name of shareholder(s)
(if different from 3.):(iv)
N/A
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5. Date of the transaction and date 7(th) December 2016
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 8(th) December 2016
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7. Threshold(s) that is/are crossed From 19% to 18%
or
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- --------------- --------------- ------------- -------------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ----------- ------------ -------------
Ordinary
Shares 33,414,667 33,414,667 32,614,362 32,614,362 18.94%
--------------- --------------- ------------- ------------- ----------- ------------ -------------
GB00B9XQT119
------------- ----------- ----------- ----------- ----------- ----------- -------- -----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument (xiv) be
acquired if the
instrument is
exercised/ converted.
----------------- ------------- ------------------------------ ---------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
--------------- ------------- ------------- --------------- ---------------------------- ------------ -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------------------------------- --------------------------------------------------------------------
32,614,362 18.94%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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Discretionary client holdings registered in the name of Nominee companies
100% owned by Investec Wealth & Investment Limited.
Proxy Voting:
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10. Name of the proxy holder:
N/A
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11. Number of voting rights proxy holder will
cease N/A
to hold:
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12. Date on which proxy holder will cease to
hold N/A
voting rights:
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13. Additional information: N/A
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14. Contact name:
Phil Beardwell Chartered FCSI
Senior Compliance Manager
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15. Contact telephone number: 020 7597 1356
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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