Phorm Inc Notification of Major Interests in Shares (5969L)
September 05 2012 - 10:15AM
UK Regulatory
TIDMPHRM
RNS Number : 5969L
Phorm Inc
05 September 2012
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or the
underlying issuer of existing shares Phorm Incorporated
to which voting rights are attached:
-------------------------------------- ---------------------
2 Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------- -------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
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An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please Due to company reorganization, Capital X
specify): Research and Management Company ("CRMC")
and Capital Group International, Inc. ("CGII")
will no longer report relevant holdings
under management separately. Instead the
relevant holdings under management by CRMC
and CGII will be reported in aggregate
by
The Capital Group Companies, Inc ("CGC").
It is solely for this reason (and not as
a result of any additional acquisition
or
disposal) that CGC is reporting this aggregated
holding
--------------- -------------------------------------------------- -------------
3. Full name of person(s) subject
to the notification obligation: The Capital Group Companies, Inc.
------------------------------------ ------------------------------------
4. Full name of shareholder(s) (if
different from 3.): See Schedule A
------------------------------------ ------------------------------------
5. Date of the transaction and date
on which the threshold is crossed 3 September 2012
or reached:
------------------------------------ ------------------------------------
6. Date on which issuer notified:
4 September 2012
------------------------------------ ------------------------------------
7. Threshold(s) that is/are crossed
or reached: Above 6%
------------------------------------ ------------------------------------
8. Notified details:
----------- ---------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------- ---------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
---------------------- ---------------------- ------- -------------------------------------------------------
Number Number Number of shares Number of voting % of voting rights
of of rights
Shares Voting
Rights
----------- --------- ---------- ---------- -------------------- ------------------- ---------------------
Direct Direct Indirect Direct Indirect
Indirect
----------- --------- ---------- ---------- ------- ----------- ------- ---------- -------- -----------
Ordinary Shares
(US71922A1034) 5,260,000 5,260,000 5,260,000 6.4865%
---------- ---------- ------- ----------- ------- ---------- -------- -----------
5,260,000
---------------------- ---------- ---------- ------- ----------- ------- ---------- -------- -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
Period may be
acquired if
the
instrument is
exercised/ converted.
------------------ ----------- ------------ ----------------------- ------------
N/A
------------------ ----------- ------------ ----------------------- ------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date Conversion rights instrument
period refers to
------------------ --------- ----------- ------------ ------------------- ---------------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- ----------- --------
N/A
------------------ --------- ----------- ------------ ------------------- ----------- --------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
5,260,000 6.4865%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held, if applicable:
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Proxy Voting:
------------------------------------
10. Name of the proxy holder:
------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------
13. Additional information:
------------------------------
14. Contact name:
------------------------------
15. Contact telephone number:
------------------------------
Annex Notification of Major Interests in Shares
-----------------------------------------------------------------------------------
A: Identity of the person or legal entity subject to the notification
obligation
-----------------------------------------------------------------------------------
Full name (including legal form The Capital Group Companies, Inc.
for legal entities):
------------------------------------------ ---------------------------------------
Contact address (registered office 333 South Hope Street, 55(th) Floor,
for legal entities) Los Angeles, California 90071
------------------------------------------ ---------------------------------------
Phone number & email (213) 615-0469
GRGroup@capgroup.com
------------------------------------------ ---------------------------------------
Other useful information (at least
legal representative for legal persons)
------------------------------------------ ---------------------------------------
B: Identity of the notifier, if applicable
--------------------------------------------------------------------------------------
Full name Gina Martinez
--------------------------------------------- ---------------------------------------
Contact address 333 South Hope Street, 55(th) Floor,
Los Angeles, California 90071
--------------------------------------------- ---------------------------------------
Phone number (213) 615-0469
--------------------------------------------- ---------------------------------------
Other useful information (e.g. functional Fax: (213) 615-4056
relationship with the person or
legal entity subject to the notification
obligation)
--------------------------------------------- ---------------------------------------
C: Additional information
-----------------------------------------------------------------------------
Due to company reorganization, Capital Research and Management Company
("CRMC") and Capital Group International ("CGII") will no longer report
relevant holdings under management separately. With effect from 1 September
2012, the holdings under management of CRMC and CGII will be reported
by the group's parent company, The Capital Group Companies, Inc
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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