PMR Panmure Gordon

 
TIDMPMR 
 
 
For filings with the FCA include the annex 
For filings with issuer exclude the annex 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
1. Identity of the issuer or the underlying issuer                         PANMURE GORDON & CO. PLC 
of  existing shares to which voting rights are 
attached: 
2 Reason for the notification(please tick the appropriate  box or boxes): 
An acquisition or disposal of voting rights                                                                                                                                                   x 
An acquisition or disposal of qualifying financial instruments which  may result in the acquisition of shares already issued to which  voting rights are attached 
An acquisition or disposal of instruments with similar economic  effect to qualifying financial instruments 
An event changing the breakdown of voting rights 
Other (please specify): 
3. Full name of person(s) subject to the    DAVID JEREMIAH BARRY 
notification  obligation:iii 
4. Full name of shareholder(s)              RULEGALE NOMINEES LIMITED A/C V00009G 285,000 
(if different from 3.):iv                   REDMAYNE NOMINEES LIMITED 360,000 
5. Date of the transaction and date on      24thJANUARY 2017 
which the  threshold is crossed or 
reached:v 
6. Date on which issuer notified:           26thJANUARY 2017 
7. Threshold(s) that is/are crossed or      4% 
reached:vi,  vii 
 
 
8. Notified details: 
A: Voting rights attached to sharesviii, ix 
Class/type of                    Situation previous                                          Resulting situation after the triggering transaction 
shares                           to the triggering 
if possible usingthe ISIN CODE   transaction 
                                 Number            Number                                    Number                     Number of voting                                % of voting rightsx 
                                 of                of                                        of shares                  rights 
                                 Shares            Voting 
                                                   Rights 
                                                                                             Direct                     Directxi  Indirectxii                           Direct      Indirect 
GB00B97CW509                     620,000           620,000                                   645,000                    645,000   0                                     4.15%       0 
B: Qualifying Financial Instruments 
Resulting situation after the triggering transaction 
Type of financial                  Expiration           Exercise/                                                       Number of voting                                    % of voting 
instrument                         datexiii             Conversion Periodxiv                                            rights that may be                                  rights 
                                                                                                                        acquired  if the 
                                                                                                                        instrument is 
                                                                                                                        exercised/ converted. 
N/A 
C: Financial Instruments with similar economic effect to  Qualifying Financial Instrumentsxv, xvi 
Resulting situation after the triggering transaction 
Type of financial                Exercise price    Expiration datexvii                      Exercise/                   Number of voting rights instrument refers to    % of voting rightsxix, xx 
instrument                                                                                  Conversion periodxviii 
N/A                                                                                                                                                                     Nominal       Delta 
Total (A+B+C) 
Number of voting rights                                                                         Percentage of voting rights 
645,000                                                                                         4.15% 
 
 
9. Chain of controlled undertakings through which the voting  rights and/or the 
financial instruments are effectively  held, if applicable:xxi 
VALUE INVESTMENTS LIMITED 4.15% 
Proxy Voting: 
10. Name of the proxy holder: 
11. Number of voting rights proxy holder will cease 
to  hold: 
12. Date on which proxy holder will cease to hold 
voting  rights: 
13. Additional information: 
14. Contact name:               David Barry 
15. Contact telephone number:   07375 404512 
 
 
 
 

View source version on businesswire.com: http://www.businesswire.com/news/home/20170127005285/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

January 27, 2017 08:06 ET (13:06 GMT)

Panmure Gordon (LSE:PMR)
Historical Stock Chart
From Oct 2024 to Nov 2024

Panmure Gordon (LSE:PMR)
Historical Stock Chart
From Nov 2023 to Nov 2024