Sarossa PLC Holding(s) in Company (9452N)
May 21 2015 - 7:25AM
UK Regulatory
TIDMSARS
RNS Number : 9452N
Sarossa PLC
21 May 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Sarossa Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-----------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
-----------------------------------------------------------------------------------------------------
Other (please Increase due to company share buyback
specify): program
--------------------------------------------------------- ------------------------------------------
3. Full name of person(s) BVF Partners, L.P.
subject to the BVF, Inc.
notification obligation: Mark N. Lampert
(iii)
----------------------------------------------------------- --------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- --------------------------------------------
5. Date of the transaction 19 May 2015
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------------------------------
6. Date on which issuer 20 May 2015
notified:
----------------------------------------------------------- --------------------------------------------
7. Threshold(s) that is/are 7% to under 3%
crossed or
reached: (vi, vii)
----------------------------------------------------------- --------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------- --------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
--------------- ----------- ------------ ------------ --------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ----------- ------------ ------------ ------- ------------ -------- ---------
JE00BKWBZV64 44,771,610 44,771,610 <3% <3% <3%
----------- ------------ ------------ ------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- ----------- -------------------------- --------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ----------- ------------ ------------ --------------------- -------------------
Nominal Delta
--------------- ----------- ------------ ------------ --------------------- -------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------ --------------------------------------------------------
<3% <3%
------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------
BVF Partners, L.P. is the investment manager of 5 undertakings
for collective investment (Biotechnology Value Fund,
L.P., Biotechnology Value Fund II, L.P., BVF Investments,
L.L.C., Investment 10, L.L.C., and MSI BVF SPV, L.L.C.)
and is authorized to exercise the voting rights at its
discretion, in the absence of specific instructions
from any of the undertakings for collective investment.
BVF, Inc., as its General Partner, may be deemed to
control BVF Partners, L.P. Mark N. Lampert, as a director
and officer, may be deemed to control BVF, Inc.
Proxy Voting:
-----------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------ ---------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------ ---------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------------ ---------------
13. Additional information:
------------------------------------------------------------------ ---------------
14. Contact name: Spike Loy
------------------------------------------------------------------ ---------------
15. Contact telephone number: (415) 525-8890
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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