EPT Disclosure Scottish & Newcastle Plc
April 29 2008 - 7:07AM
UK Regulatory
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Lehman Brothers International (Europe)
trader
Company dealt in Scottish & Newcastle Plc
Class of relevant security Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 28th April, 2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of Highest price paid Lowest price paid (Note
securities purchased (Note 3) 3)
258,941 8.00(GBP) 7.985(GBP)
Total number of Highest price received Lowest price received
securities sold (Note 3) (Note 3)
10,753,391 8.00(GBP) 7.985(GBP)
b) Derivatives transactions (other than options)
Product Long/short Number of Price per unit (Note
name, (Note 4) securities (Note 3)
e.g. CFD 5)
SWAP Long 8.00 to 7.99(GBP)
465,214
SWAP Short 8.00 to 8.00(GBP)
16,017
CFD Long 8.00 to 8.00(GBP)
9,185,337
CFD Short 7.985 to 7.945(GBP)
494,324
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option
e.g. call purchasing, to which the option Price (GBP) American, Date money
option varying etc. relates (Note 5) European etc. paid/receiv
ed per unit
(GBP) (Note
3)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 29th April 2008
Contact name Anthony Allen
Telephone number 020 7102 2094
Name of offeror Carlsberg A/S and Heineken N.V
with which connected
Nature of connection (Note 6) Connected Advisor
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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