FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Jones Jill Ackerman
2. Issuer Name and Ticker or Trading Symbol

BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Executive Vice President
(Last)          (First)          (Middle)

850 DIXIE HWY
3. Date of Earliest Transaction (MM/DD/YYYY)

10/4/2011
(Street)

LOUISVILLE, KY 40210
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common                  2720   D  
 
Class A Common                  1213.048   (1) I   ESPP  
Class B Common   10/4/2011     M    4283   A $35.83   11929   D  
 
Class B Common                  182.467   (1) I   ESPP  
Class B Common                  3993.289   (2) I   401(k) Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified stock option (right to buy)   $35.83   10/4/2011     M         4283    5/1/2007   4/30/2014   Class B Common   4283   $ 0   0   D  
 
Stock Appreciation Right   $45.53                    5/1/2008   4/30/2015   Class B Common   3702     3702   D  
 
Stock Appreciation Right   $55.69                    5/1/2009   4/30/2016   Class B Common   2006     2006   D  
 
Stock Appreciation Right   $53.8                    5/1/2010   4/30/2017   Class B Common   4078     4078   D  
 
Stock Appreciation Right   $56.58                    5/1/2011   4/30/2018   Class B Common   5461     5461   D  
 
Stock Appreciation Right   $43.1                    5/1/2012   4/30/2019   Class B Common   8630     8630   D  
 
Stock Appreciation Right   $61.24                    5/1/2013   4/30/2020   Class B Common   9478     9478   D  
 
Stock Appreciation Right   $73.95                    5/1/2014   4/30/2021   Class B Common   10515     10515   D  
 

Explanation of Responses:
( 1)  These are the number of shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on October 4, 2011.
( 2)  Held in 401(k) account as of October 4, 2011.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Jones Jill Ackerman
850 DIXIE HWY
LOUISVILLE, KY 40210


Executive Vice President

Signatures
Diane M. Barhorst, Attorney-in-Fact for Jill A. Jones 10/5/2011
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Brown Forman (NYSE:BF.B)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Brown Forman Charts.
Brown Forman (NYSE:BF.B)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Brown Forman Charts.