- Initial Statement of Beneficial Ownership (3)
February 07 2012 - 9:36AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Low-Beer Anthony
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2. Date of Event Requiring Statement (MM/DD/YYYY)
12/30/2011
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3. Issuer Name
and
Ticker or Trading Symbol
ENOVA SYSTEMS INC [ENA]
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(Last)
(First)
(Middle)
C/O SCARSDALE EQUITIES, LLC, 10 ROCKEFELLER PLAZA, SUITE 720
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
NEW YORK, NY 10020
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common stock
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2000000
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D
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Common stock
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1000000
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I
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By ALB Private Investments, LLC
(1)
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Common stock
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8278240
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I
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By managed accounts
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Warrants
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12/30/2011
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12/30/2016
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Common stock
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2000000
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$0.22
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D
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Warrants
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12/30/2011
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12/30/2016
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Common stock
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1000000
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$0.22
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I
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By ALB Private Investments, LLC
(1)
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Warrants
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12/30/2011
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12/30/2016
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Common stock
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8250000
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$0.22
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I
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By managed accounts
(2)
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Explanation of Responses:
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(
1)
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The reporting person is the sole beneficial owner of ALB Private Investments, LLC. Mr. Francis A. Mlynarczyk, Jr. is the Manager of ALB Investments, LLC and holds sole voting and investment discretion with respect to the shares owned by ALB Private Investments, LLC.
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(
2)
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These securities are held by managed accounts, over which the reporting person holds discretionary trading authority and, as a result, may be deemed to be a beneficial owner of these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest thereof.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Low-Beer Anthony
C/O SCARSDALE EQUITIES, LLC
10 ROCKEFELLER PLAZA, SUITE 720
NEW YORK, NY 10020
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X
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Signatures
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/s/ Anthony Low-Beer
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2/6/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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