Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
May 05 2020 - 4:11PM
Edgar (US Regulatory)
Filed
with the Securities and Exchange Commission on May 5, 2020
1933 Act
Registration File No. 333-182417
1940 Act
File No. 811-22718
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
N-1A
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933 [ X ]
[ ] Pre-Effective Amendment
No.
[X] Post-Effective Amendment
No. 232
and/or
REGISTRATION STATEMENT UNDER
THE INVESTMENT COMPANY ACT OF 1940 [ X ]
[X] Amendment No. 235
(Check
appropriate box or boxes.)
TWO
ROADS SHARED TRUST
(Exact
Name of Registrant as Specified in Charter)
225 Pictoria
Drive, Suite 450
Cincinnati,
OH 45246
(Address
of Principal Executive Offices, including Zip Code)
Registrant’s
Telephone Number, including Area Code:
402-895-1600
The Corporation
Trust Company
1209 Orange
Street
Wilmington,
DE 19801
(Name
and. Address of Agent for Service)
Copy
to:
Stacy
H. Louizos
Blank
Rome, LLP
1271 Avenue
of the Americas
New York,
NY 10020
|
Richard
A. Malinowski
Gemini
Fund Services, LLC
80 Arkay
Drive, Suite 110
Hauppauge,
NY 11788
|
It is proposed that
this filing will become effective (check appropriate box)
[ ] immediately upon
filing pursuant to paragraph (b)
[X] on June 4, 2020 pursuant
to paragraph (b)
[ ] 60
days after filing pursuant to paragraph (a)
[ ] on
(date) pursuant to paragraph (a)
[ ] 75 days after
filing pursuant to paragraph (a)(2)
[ ] on
(date) pursuant to paragraph (a)(2) of Rule 485.
If
appropriate, check the following box: [X] this
post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE
Designation of New Effective Date for Previously
Filed Amendment
Post-Effective
Amendment No. 221 (“PEA 221”) to the Trust’s Registration Statement on Form N-1A filed by the Registrant pursuant
to Rule 485(a)(2) under the 1933 Act and Amendment No. 224 under the Investment Company Act of 1940, as amended, on December 30,
2019 with respect to the LeaderShares® Activist
Leaders® ETF and LeaderShares®
AlphaFactor® Tactical
Focused ETF was scheduled to become automatically effective on March 14, 2020.
Post-Effective Amendment No. 225 pursuant to
Rule 485(b)(1)(iii) under the 1933 Act and Amendment No. 228 under the 1940 Act was filed by the Registrant on March 13, 2020 for
the purpose of designating March 24, 2020 as the new effective date of PEA 221.
Post-Effective Amendment No. 228 pursuant
to Rule 485(b)(1)(iii) under the 1933 Act and Amendment No. 231 under the 1940 Act was filed by the Registrant on March 23, 2020
for the purpose of designating April 22, 2020 as the new effective date of PEA 221.
Post-Effective Amendment No. 230
pursuant to Rule 485(b)(1)(iii) under the 1933 Act and Amendment No. 233 under the 1940 Act was filed by the Registrant on
April 21, 2020 for the purpose of designating May 6, 2020 as the new effective date of PEA 221.
This Post-Effective Amendment No. 232
is being filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act and Amendment No. 234 under the 1940 Act for the purpose of
designating June 4, 2020 as the new effective date of PEA 221 with respect to LeaderShares® Activist
Leaders® ETF and
LeaderShares® AlphaFactor® Tactical
Focused ETF. This Post-Effective Amendment No. 232 incorporates by reference the information contained in Parts A and B of
PEA 221 and the information contained in Part C of Post-Effective Amendment No. 231 to the Trust’s Registration
Statement filed on December 30, 2019 and May 5, 2020, respectively.
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it
meets all of the requirements for effectiveness of this Registration Statement under rule 485(b) under the Securities Act of 1933
and has duly caused this Post-Effective Amendment No. 231 to its Registration Statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Hauppauge, State of New York, on the 5th day of May, 2020.
Two Roads Shared
Trust
By: ___________
Jim Colantino*
President and Principal Executive
Officer
Pursuant to the requirements
of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the
dates indicated.
Signature
|
Title
|
Date
|
|
|
|
Mark D. Gersten*
|
_________________________
Trustee & Chairman
|
May 5, 2020
|
Mark Garbin*
|
_________________________
Trustee
|
May 5, 2020
|
Neil M. Kaufman*
|
_________________________
Trustee
|
May 5, 2020
|
Anita K. Krug*
|
_________________________
Trustee
|
May 5, 2020
|
James Colantino*
|
_________________________
President and Principal Executive Officer
|
May 5, 2020
|
Laura Szalyga*
|
_________________________
Treasurer and Principal Financial Officer
|
May 5, 2020
|
*By: /s/ Richard A. Malinowski
Richard A. Malinowski
Attorney in fact
* Pursuant to Powers of Attorney previously filed.
Leadershares Alphafactor... (AMEX:LSAF)
Historical Stock Chart
From Jan 2025 to Feb 2025
Leadershares Alphafactor... (AMEX:LSAF)
Historical Stock Chart
From Feb 2024 to Feb 2025