UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 001-38089
ASV HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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82-1501649
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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840 Lily Lane,
Grand Rapids, MN
Tel:
(218) 327-3434
(Address, including zip code, and telephone number, including area code, of
registrant’s principal executive offices)
Common stock, par value $0.001 per share
(Title of each class of securities covered by this Form)
None
(Titles of all
other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the
box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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☒
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Rule 12g-4(a)(2)
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☐
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Rule 12h-3(b)(1)(i)
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☒
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Rule 12h-3(b)(1)(ii)
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☐
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Rule 15d-6
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☐
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Rule 15d-22(b)
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☐
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Approximate number of holders of record as of the certification or notice date: One.*
* On September 11, 2019, pursuant to the Agreement and Plan of Merger, dated as of June 26, 2019, among ASV Holdings, Inc. (the
“Company”), Yanmar America Corporation (“Parent”) and Osaka Merger Sub, Inc. (“Merger Sub”), Merger Sub merged with and into the Company (the “Merger”), with the Company surviving the Merger as a wholly owned
subsidiary of Parent.