Current Report Filing (8-k)
June 15 2023 - 3:31PM
Edgar (US Regulatory)
0001117171
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0001117171
2023-06-15
2023-06-15
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported):
June 15, 2023
CBAK ENERGY TECHNOLOGY,
INC.
(Exact name of registrant as specified in its charter)
Nevada |
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001-32898 |
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86-0442833 |
(State or other jurisdiction
of incorporation) |
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(Commission File No.) |
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(IRS Employer
Identification No.) |
BAK Industrial Park, Meigui Street
Huayuankou Economic Zone
Dalian, China, 116450
(Address, including zip code, of principal executive
offices)
(86)(411)-3918-5985
(Registrant’s telephone number, including
area code)
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to
Section 12(b) of the Act:
Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Stock, $0.001 par value |
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CBAT |
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Nasdaq Stock Market |
Indicate by check mark whether the registrant is an
emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark
if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
As previously disclosed, on April 24, 2023, CBAK Energy
Technology, Inc. (the “Company”) received a deficiency notice from The Nasdaq Stock Market (“Nasdaq”) notifying
the Company that its common stock failed to maintain a minimum bid price of $1.00 over the previous 30 consecutive business days as required
by Nasdaq Listing Rule 5550(a)(2).
On June 15, 2023, the Company received a letter from
Nasdaq notifying the Company that it had regained compliance with Nasdaq Listing Rule 5550(a)(2) because for the last 10 consecutive business
days, from June 1 through June 14, 2023, the closing bid price of the Company’s common stock had been at $1.00 per share or greater.
Accordingly, the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) and Nasdaq considers this matter closed.
SIGNATURE
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CBAK ENERGY TECHNOLOGY, INC. |
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Date: June 15, 2023 |
By: |
/s/ Xiangyu Pei |
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Xiangyu Pei |
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Interim Chief Financial Officer |
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