Form 8-K/A - Current report: [Amend]
June 18 2024 - 3:15PM
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UNITED STATES OF AMERICA
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
June 4, 2024 (June 4, 2024)
CHEMUNG FINANCIAL CORPORATION
(Exact name of registrant
as specified in its charter)
New York |
|
001-35741 |
|
16-1237038 |
(State or other jurisdiction of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer Identification No.) |
One Chemung Canal Plaza, Elmira, NY 14901
(Address of principal
executive offices) (Zip Code)
(607) 737-3711
(Registrant’s
telephone number, including area code)
Securities registered
pursuant to Section 12(b) of the Exchange Act:
Title
of each class |
|
Trading symbol |
|
Name of exchange on which registered |
Common stock, par value
$0.01 per share |
|
CHMG |
|
The Nasdaq Stock Market LLC |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.16e-4(c))
Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule
12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
This Form 8-K/A is being filed as an
amendment (“Amendment No. 1”) to the current report on Form 8-K filed by Chemung Financial Corporation (the “Corporation”)
with the Securities and Exchange Commission on June 4, 2024 (the “Original Filing”). The sole purpose of this Amendment No.
1 is to disclose the Corporation’s decision regarding how often it will conduct shareholder advisory votes on executive compensation.
No other changes have been made to the Original Filing.
| ITEM 5.07 | Submission of Matters to a Vote of Security
Holders |
On June 4, 2024, the Corporation’s
shareholders held a non-binding advisory vote regarding the frequency of shareholder approval of the compensation of named executive officers.
After considering the results of the shareholder advisory vote, on June 18, 2024, the Corporation’s Board of Directors has determined
that the Corporation will hold an annual advisory vote on executive compensation until the next required advisory vote on the frequency
of shareholder votes on executive compensation.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, hereunto duly authorized.
|
CHEMUNG FINANCIAL CORPORATION |
|
|
June 18, 2024 |
|
|
/s/ Dale M. McKim III |
|
Dale M. McKim |
|
Chief Financial Officer and Treasurer |
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