Current Report Filing (8-k)
January 27 2022 - 3:02PM
Edgar (US Regulatory)
0000796505
False
0000796505
2022-01-27
2022-01-27
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iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): January 27,
2022
_______________________________
CLEARFIELD,
INC.
(Exact name of registrant as specified in its charter)
_______________________________
Minnesota
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000-16106
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41-1347235
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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7050
Winnetka Avenue North, Suite 100
Brooklyn
Park, Minnesota
55428
(Address of Principal Executive Offices) (Zip Code)
(763)
476-6866
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since
last report)
_______________________________
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of
each class
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Trading Symbol(s)
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Name of each
exchange on which registered
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Common Stock, $0.01 par
value
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CLFD
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The
Nasdaq Stock Market
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Items under Sections 1, 3, 4, and 6 through 8 are not applicable and therefore omitted.
Item 2.02. Results of Operations and Financial Condition.
On January 27, 2022, Clearfield, Inc. (the “Company”) issued a press release announcing the results of its first quarter
of fiscal 2022 ended December 31, 2021. A copy of that press release is furnished hereto as Exhibit 99.1 and is hereby incorporated by
reference. Also furnished hereto as Exhibit 99.2 is the slide presentation that is part of the Company’s “FieldReport”
to be used by Cheryl Beranek, the Company’s President and Chief Executive Officer, and Daniel Herzog, the Company’s Chief
Financial Officer, during the live webcast and telephone conference relating to the first quarter ended December 31, 2021 results.
Item 9.01. Financial Statements and Exhibits.
The following exhibits are being furnished herewith:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly authorized.
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CLEARFIELD, INC.
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Date: January 27, 2022
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By:
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/s/ Cheryl Beranek
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Cheryl Beranek
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Chief Executive Officer
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