Current Report Filing (8-k)
August 20 2020 - 3:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August
20, 2020 (August 14, 2020)
FinServ Acquisition Corp.
(Exact name of registrant as specified in
its charter)
Delaware
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001-39116
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83-2704291
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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c/o Ellenoff Grossman & Schole LLP
1345 Avenue of the Americas
New York, NY 10105
(Address of principal executive offices,
including zip code)
Registrant’s telephone number, including
area code: (646) 965-8218
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
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FSRVU
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The NASDAQ Stock Market LLC
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Class A Common Stock, par value $0.0001 per share
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FSRV
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The NASDAQ Stock Market LLC
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Warrants, each exercisable for one share Class A Common Stock for $11.50 per share
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FSRVW
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company þ
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 14, 2020, Jay N. Levine resigned as a member of the Board of Directors (the “Board”) of FinServ Acquisition Corp.
(the “Company”) to pursue other business opportunities. Mr. Levine's resignation was not due to any disagreement with the
Company.
To fill the vacancy on the Compensation
Committee of the Board (the “Committee”) created by Mr. Levine’s resignation, the Board appointed Aris Kekedjian
to serve as a member of the Committee and Diane B. Glossman as the Chair of the Committee.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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FinServ Acquisition Corp.
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By:
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/s/ Lee Einbinder
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Name: Lee Einbinder
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Title: Chief Executive Officer
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Dated: August 20, 2020
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