Statement of Ownership (sc 13g)
February 14 2022 - 3:09PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. )*
Under the Securities Exchange Act of 1934
Landcadia Holdings IV, Inc.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per
share
(Titles of Class of Securities)
51477A203
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x Rule
13d-1(d)
* The remainder of this cover page shall be filled
out of a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 51477A203
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Schedule 13G
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Page 2 of 7 Pages
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1
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NAME OF REPORTING PERSON
TJF, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
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SOLE VOTING POWER
- 0 -
|
6
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SHARED VOTING POWER
6,250,000 (1)(2)
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7
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SOLE DISPOSITIVE POWER
- 0 -
|
8
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SHARED DISPOSITIVE POWER
6,250,000 (1)(2)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,250,000 (1)(2)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.1% (3)
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12
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TYPE OF REPORTING PERSON
OO
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|
|
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(1)
|
TJF, LLC (the “Sponsor”) owns 6,250,000 shares of Class B common stock, par value $0.0001 per share (“Class B Common Stock”) of Landcadia Holdings IV, Inc. (the “Issuer”), which are convertible into shares of Class A common stock, par value $0.0001 per share (“Class A Common Stock”) of the Issuer, as described under the heading “Description of Securities—Founder Shares” in the Issuer’s registration statement on Form S-1 (File No. 333-253100) (the “Registration Statement”) and have no expiration date. Tilman J. Fertitta owns and controls TJF, LLC and has voting and dispositive control over the securities held directly by TJF, LLC.
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(2)
|
Excludes (i) 4,166,667 shares of Class A Common Stock
issuable upon the exercise of 4,166,667 private placement warrants of the Issuer and (ii) 284,570 shares of Class A Common Stock
issuable upon the exercise of 284,570 private placement warrants of the Issuer that may be issued to the Sponsor upon conversion
of the outstanding balance under a convertible promissory note at $1.50 per private placement warrant. Each private placement warrant
is exercisable to purchase one shares of Class A Common Stock at a price of $11.50 per share, subject to adjustment, becomes exercisable
30 days after the completion of the Issuer’s initial business combination and expires five years after the completion of the
Issuer’s initial business combination or earlier upon redemption or liquidation, as described under the heading “Description
of Securities—Redeemable Warrants—Private Placement Warrants” in the Registration Statement.
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(3)
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Based on an aggregate of 56,250,000 shares of common stock outstanding, consisting of 50,000,000 shares of Class A Common Stock outstanding as of November 22, 2021, as reported by the Issuer in its quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission on November 22, 2021 and 6,250,000 shares of Class B Common Stock held by the Sponsor.
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CUSIP No. 51477A203
|
Schedule 13G
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Page 3 of 7 Pages
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1
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NAME OF REPORTING PERSON
TILMAN J. FERTITTA
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
- 0 -
|
6
|
SHARED VOTING POWER
6,250,000 (1)(2)
|
7
|
SOLE DISPOSITIVE POWER
- 0 -
|
8
|
SHARED DISPOSITIVE POWER
6,250,000 (1)(2)
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,250,000 (1)(2)
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.1% (3)
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12
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TYPE OF REPORTING PERSON
IN
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|
|
|
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(1)
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TJF, LLC (the “Sponsor”) owns 6,250,000 shares of Class B common stock, par value $0.0001 per share (“Class B Common Stock”) of Landcadia Holdings IV, Inc. (the “Issuer”), which are convertible into shares of Class A common stock, par value $0.0001 per share (“Class A Common Stock”) of the Issuer, as described under the heading “Description of Securities—Founder Shares” in the Issuer’s registration statement on Form S-1 (File No. 333-253100) (the “Registration Statement”) and have no expiration date. Tilman J. Fertitta owns and controls TJF, LLC and has voting and dispositive control over the securities held directly by TJF, LLC.
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(2)
|
Excludes (i) 4,166,667 shares of Class A Common Stock issuable upon the exercise of 4,166,667 private placement warrants of the Issuer and (ii) 284,570 shares of Class A Common Stock issuable upon the exercise of 284,570 private placement warrants of the Issuer that may be issued to the Sponsor upon conversion of the outstanding balance under a convertible promissory note at $1.50 per private placement warrant. Each private placement warrant is exercisable to purchase one shares of Class A Common Stock at a price of $11.50 per share, subject to adjustment, becomes exercisable 30 days after the completion of the Issuer’s initial business combination and expires five years after the completion of the Issuer’s initial business combination or earlier upon redemption or liquidation, as described under the heading “Description of Securities—Redeemable Warrants—Private Placement Warrants” in the Registration Statement.
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(3)
|
Based on an aggregate of 56,250,000 shares of common stock outstanding, consisting of 50,000,000 shares of Class A Common Stock outstanding as of November 22, 2021, as reported by the Issuer in its quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission on November 22, 2021 and 6,250,000 shares of Class B Common Stock held by the Sponsor.
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CUSIP No. 51477A203
|
Schedule
13G Page
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Page
4 of 7 Pages
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Item 1(a). Name of Issuer:
Landcadia Holdings IV, Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices:
1510 West Loop South,
Houston, Texas 77027
Item 2(a). Name of Person Filing:
This statement is filed on behalf of TFJ, LLC and Tilman J.
Fertitta (the “Reporting Persons”):
Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal business address of the Reporting Persons is
as follows:
1510 West Loop South,
Houston, Texas 77027
Item 2(c). Citizenship:
See responses to row 4 on each cover page.
Item 2(d). Titles of Classes of Securities:
Class A Common Stock, par value $0.0001 per share.
Item 2(e). CUSIP Number:
51477A203
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or
13d-2(b) or (c), Check Whether the Person Filing is a(n):
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(a)
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¨
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Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
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(b)
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¨
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Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
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(c)
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¨
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Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
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(d)
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¨
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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¨
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Investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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¨
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Employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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¨
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Parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(h)
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¨
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Savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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¨
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Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
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(j)
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¨
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Non-U.S. institution, in accordance with § 240.13d-1(b)(1)(ii)(J).
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(k)
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¨
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Group in accordance with §240.13d-1(b)(1)(ii)(K).
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If filing
as a non-U.S. institution in accordance with §240. 13d-1(b)(1)(ii)(J), please specify the type of institution: ______________ .
Item 4. Ownership
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(a)
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Amount beneficially owned:
|
See responses to row 9 on each cover page.
See responses to row 11 on each cover page.
CUSIP No. 51477A203
|
Schedule
13G Page
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Page
5 of 7 Pages
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(c)
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Number of shares as to which
such person has:
|
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(i)
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Sole power to vote or to direct
the vote:
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See responses to row 5 on each cover page.
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(ii)
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Shared power to vote or to direct the vote:
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See responses to row 6 on each cover page.
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(iii)
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Sole power to dispose or to direct the disposition of:
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See responses to row 7 on each cover page.
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(iv)
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Shared power to dispose or to direct the disposition of:
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See responses to row 8 on each cover page.
The securities are held directly by TJF, LLC. Tilman J. Fertitta owns
and controls TJF, LLC and has voting and dispositive control over the securities held directly by TJF, LLC.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following ¨.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
Not Applicable.
CUSIP No. 51477A203
|
Schedule
13G Page
|
Page
6 of 7 Pages
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SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2022
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TJF, LLC
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By:
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/s/ Steven L. Scheinthal
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Name:
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Steven L. Scheinthal
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Title:
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Attorney-in-Fact for TJF, LLC
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/s/ Steven L. Scheinthal, as Attorney-in-Fact
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Tilman J. Fertitta
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CUSIP No. 51477A203
|
Schedule
13G Page
|
Page
7 of 7 Pages
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