Statement of Changes in Beneficial Ownership (4)
May 28 2020 - 3:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Peppers Michele A |
2. Issuer Name and Ticker or Trading Symbol
PERDOCEO EDUCATION Corp
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PRDO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Principal Accounting Officer |
(Last)
(First)
(Middle)
PERDOCEO EDUCATION CORPORATION, 231 N. MARTINGALE ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/26/2020 |
(Street)
SCHAUMBURG, IL 60173
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/26/2020 | | S | | 2876 | D | $16.42 | 68184 | D | |
Common Stock | 5/26/2020 | | M | | 2124 | A | $8.30 | 70308 | D | |
Common Stock | 5/26/2020 | | S | | 2124 | D | $16.34 | 68184 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Option (right to buy) | $8.30 | 5/26/2020 | | M | | | 2124 | (2) | 3/6/2027 | Common Stock | 2124 | $0.00 | 6372 | D | |
Explanation of Responses: |
(1) | Includes 50,258 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock. |
(2) | On March 6, 2017 the Reporting Person was granted 8,496 non-qualified stock options. The option grant vests in four installments on March 14, 2018, 2019, 2020 and 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Peppers Michele A PERDOCEO EDUCATION CORPORATION 231 N. MARTINGALE ROAD SCHAUMBURG, IL 60173 |
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| Principal Accounting Officer |
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Signatures
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Michele A. Peppers by POA: Michele R. Chaffee | | 5/28/2020 |
**Signature of Reporting Person | Date |
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