- Amended Statement of Beneficial Ownership (SC 13D/A)
July 01 2011 - 3:46PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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_______________
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SCHEDULE 13D/A*
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(Rule 13d-101)
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(Amendment No. 3)
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INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
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TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
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RULE 13d-2(a)
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Southern Missouri Bancorp, Inc.
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(Name of Issuer)
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(Title of Class of Securities)
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(CUSIP Number)
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Jeffrey L. Gendell
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55 Railroad Avenue, Suite 103, Greenwich, Connecticut 06830
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(Name, Address and Telephone Number of Person
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Authorized to Receive Notices and Communications)
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(Date of event which requires filing of this statement)
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D/A, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ]
NOTE:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 6 Pages)
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* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 843380106
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13D/A
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Page
2
of 6 Pages
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1
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NAME OF REPORTING PERSONS
Tontine Financial Partners, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
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(a)
x
(b)
¨
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS**
WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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¨
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7
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SOLE VOTING POWER
-0-
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8
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SHARED VOTING POWER
-0-
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9
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SOLE DISPOSITIVE POWER
-0-
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10
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SHARED DISPOSITIVE POWER
-0-
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
-0-
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES**
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¨
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14
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TYPE OF REPORTING PERSON**
PN
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CUSIP No. 843380106
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13D/A
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Page
3
of 6 Pages
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1
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NAME OF REPORTING PERSONS
Tontine Management, L.L.C.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
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(a)
x
(b)
¨
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS**
WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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¨
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7
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SOLE VOTING POWER
-0-
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8
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SHARED VOTING POWER
-0-
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9
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SOLE DISPOSITIVE POWER
-0-
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10
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SHARED DISPOSITIVE POWER
-0-
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
-0-
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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¨
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14
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TYPE OF REPORTING PERSON**
OO
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CUSIP No. 843380106
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13D/A
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Page
4
of 6 Pages
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1
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NAME OF REPORTING PERSONS
Jeffrey L. Gendell
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
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(a)
x
(b)
¨
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS**
OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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¨
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7
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SOLE VOTING POWER
-0-
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8
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SHARED VOTING POWER
-0-
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9
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SOLE DISPOSITIVE POWER
-0-
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10
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SHARED DISPOSITIVE POWER
-0-
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
-0-
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES**
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¨
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14
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TYPE OF REPORTING PERSON**
IN
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** SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 843380106
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13D/A
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Page
5
of 6 Pages
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Item 1.
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SECURITY AND ISSUER
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This Schedule 13D/A (this "Amendment No. 3") amends the Schedule 13D originally filed on August 30, 2001 relating to the shares of common stock, par value $0.01 (the "Common Stock") of Southern Missouri Bancorp, Inc. (the "Company") (the “Original Schedule D”) as previously amended by Amendment No. 1, filed on August 14, 2003 and by Amendment No. 2, filed on June 19, 2008. The Company’s principal executive offices are located at 531 Vine Street, Poplar Bluff, MO 63901. The Original Schedule 13D, as further amended by Amendment No. 1, Amendment No. 2 and this Amendment No. 3, is hereinafter referred to as the "Schedule 13D". Capitalized terms used herein and not otherwise defined in this Amendment No. 3 have the meanings set forth in the Original Schedule 13D, Amendment No. 1 or Amendment No. 2. This Amendment No. 3 amends Item 5 of the Schedule 13D as set forth below. This is the final amendment to the Schedule 13D and constitutes an “exit filing” for the Reporting Persons.
Item 5.
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INTEREST IN SECURITIES OF THE ISSUER.
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A. Tontine Financial Partners, L.P.
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(a)
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Aggregate number of shares beneficially owned: -0-
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(b)
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1. Sole power to vote or direct vote: -0-
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2. Shared power to vote or direct vote: -0-
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3. Sole power to dispose or direct the disposition: -0-
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4. Shared power to dispose or direct the disposition: -0-
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(c)
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Not applicable.
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(d)
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TM, the general partner of TFP, has the power to direct the affairs of TFP, including decisions respecting the receipt of dividends from, and the disposition of the proceeds from the sale of, the shares. Mr. Gendell is the managing member of TM and in that capacity directs its operations.
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(e)
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October 29, 2008.
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B. Tontine Management, L.L.C.
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(a)
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Aggregate number of shares beneficially owned: -0-
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(b)
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1. Sole power to vote or direct vote: -0-
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2. Shared power to vote or direct vote: -0-
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3. Sole power to dispose or direct the disposition: -0-
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4. Shared power to dispose or direct the disposition: -0-
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(c)
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Not applicable.
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(d)
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Mr. Gendell is the managing member of TM and in that capacity directs its operations.
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(e)
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October 29, 2008.
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(a)
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Aggregate number of shares beneficially owned: -0-
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(b)
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1. Sole power to vote or direct vote: -0-
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2. Shared power to vote or direct vote: -0-
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3. Sole power to dispose or direct the disposition: -0-
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4. Shared power to dispose or direct the disposition: -0-
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(c)
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Not applicable.
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(d)
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Not applicable.
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(e)
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October 29, 2008.
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CUSIP No. 843380106
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SCHEDULE 13D/A
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Page
6
of 6 Pages
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: July 1, 2011
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JEFFREY L. GENDELL
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TONTINE MANAGEMENT, L.L.C.
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By: Jeffrey L. Gendell, its managing member
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TONTINE FINANCIAL PARTNERS, L.P.
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By: Tontine Management, L.L.C., its general partner
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By: Jeffrey L. Gendell, its managing member
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