Statement of Changes in Beneficial Ownership (4)
December 03 2020 - 9:12AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HINKLE GARY L |
2. Issuer Name and Ticker or Trading Symbol
SUMMIT FINANCIAL GROUP, INC.
[
SMMF
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
PO BOX 65 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/1/2020 |
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(Street)
CIRCLEVILLE, WV 26804
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | | | | | | | | 63853 | I | By Hinkle Trucking |
| Common Stock | | | | | | | | 13220 | I | By H. T. Services |
| Common Stock | | | | | | | | 4800 | I | by Spouse |
| Common Stock | | | | | | | | 528 | I | As Cust for Grandchild |
| Common Stock | 12/1/2020 | | P | | 3757 | A | $21.1915 (3) | 411209 | D | |
| Common Stock | 12/2/2020 | | P | | 1222 | A | $21.0958 (4) | 412431 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Phantom Stock | $0 (1) | | | | | | | (2) | (2) | Common Stock | 7509.76 | | 7509.76 | D | |
| Explanation of Responses: |
| (1) | Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock. |
| (2) | Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit. |
| (3) | The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $21.14 to $21.40, inclusive. The reporting person undertakes to provide to Summit Financial Group, Inc., any security holder of Summit Financial Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
| (4) | The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $20.92 to $21.15, inclusive. The reporting person undertakes to provide to Summit Financial Group, Inc., any security holder of Summit Financial Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
HINKLE GARY L
PO BOX 65
CIRCLEVILLE, WV 26804 | X |
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Signatures
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| Teresa D. Ely, Lmtd POA Attorney-In-Fact | | 12/3/2020 |
| **Signature of Reporting Person | Date |
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