Current Report Filing (8-k)
August 01 2013 - 3:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
August 1, 2013 (July 31, 2013)
SEQUENTIAL BRANDS GROUP, INC.
(Exact name of registrant as specified in
its charter)
Delaware |
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000-16075 |
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86-0449546 |
(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
1065 Avenue of the Americas, 30th
Floor, New York, NY 10018
(Address of Principal Executive Offices/Zip
Code)
(646) 564-2577
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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Witten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 2.02. Results of Operations
and Financial Condition.
On July 31, 2013, Sequential Brands Group,
Inc. (“Sequential”) issued a press release reporting its results of operations for the second quarter of 2013. A copy
of Sequential’s July 31, 2013 press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
As noted in the press release, Sequential
has provided certain non–U.S. generally accepted accounting principles (“GAAP”) financial measures and a reconciliation
of the non–U.S. GAAP measures to U.S. GAAP measures. Sequential believes these non-GAAP financial measures provide useful
information to investors because they allow for a more direct understanding of Sequential’s business. Readers should consider
non–U.S. GAAP measures in addition to, and not as a substitute for, measures of financial performance prepared in accordance
with U.S. GAAP.
Item 7.01. Regulation FD Disclosure
On July 31, 2013, Sequential issued a press
release announcing its results of operations for the second quarter of 2013, as described above under Item 2.02. A copy of the
press release is attached hereto as Exhibit 99.1.
Pursuant to General Instruction B.2 of
Form 8-K and SEC Release No. 33-8176, the information contained in the press release furnished as an exhibit hereto shall not be
deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the
liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended,
except as shall be expressly set forth by specific reference in such a filing. In addition, the press release contains statements
intended as “forward-looking statements” which are subject to the cautionary statements about forward-looking statements
set forth in such press release.
The information set forth in Item 2.02
above is incorporated herein by reference.
This Current Report on Form 8-K and the
press releases contain statements intended as “forward-looking statements” which are subject to the cautionary statements
about forward-looking statements set forth therein.
Item 9.01. Financial Statements and
Exhibits
| Exhibit Number | Description |
| 99.1 | Press release issued by Sequential on July 31, 2013 reporting results of operations. |
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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Sequential Brands Group, Inc. |
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Date: August 1, 2013 |
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By: |
/s/ Gary Klein |
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Name: |
Gary Klein |
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Title: |
Chief Financial Officer |
EXHIBIT INDEX
| Exhibit Number | Description |
| 99.1 | Press release issued by Sequential on July 31, 2013 reporting results of operations. |
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