Amended Securities Registration (section 12(g)) (8-a12g/a)
August 16 2022 - 11:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 2)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SWK HOLDINGS CORPORATION
(Exact Name of Registrant as Specified in
Its Charter)
Delaware |
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77-0435679 |
(State of Incorporation or Organization) |
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(IRS Employer Identification No.) |
14755 Preston Road, Suite 105, Dallas, TX |
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75254 |
(Address of Principal Executive Offices) |
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(Zip Code) |
If this form relates to the registration of
a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c),
check the following box. ¨
If this form relates to the registration of
a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d),
check the following box. x
Securities Act registration statement file
number to which this form relates: Not Applicable
Securities to be registered pursuant to Section 12(b)
of the Act:
Title Of Each Class
To Be So Registered
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Name Of Each Exchange On Which
Each Class Is To Be Registered
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N/A |
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N/A |
Securities to be registered pursuant to Section 12(g)
of the Act:
Preferred Stock Purchase Rights
(Title of Class)
REMOVAL FROM REGISTRATION
This Form 8-A/A is filed by SWK Holdings Corporation
(the “Company”) to reflect the expiration of the preferred stock purchase rights registered on Form 8-A, filed by the Company
on April 18, 2016. The sole purpose of this filing is to deregister those preferred stock purchase rights.
SIGNATURES
Pursuant to the requirements of Section 12
of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by
the undersigned, thereunto duly authorized.
Date: August 15, 2022
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SWK HOLDINGS CORPORATION |
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By: |
/s/ Winston Black |
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Winston Black |
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Chief Executive Officer |
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