- Statement of Changes in Beneficial Ownership (4)
May 05 2011 - 4:20PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0287
Expires:
February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JORDAN LEWIS H
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2. Issuer Name
and
Ticker or Trading Symbol
AIRTRAN HOLDINGS INC
[
AAI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
FORMER DIRECTOR
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(Last)
(First)
(Middle)
9955 AIRTRAN BLVD.
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/2/2011
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(Street)
ORLANDO, FL 32827
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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5/2/2011
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D
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55850
(1)
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D
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(2)
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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$9.05
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5/2/2011
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D
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5000
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(3)
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5/16/2011
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Common Stock
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5000
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$0
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0
(4)
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D
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Stock Option (Right to Buy)
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$5.97
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5/2/2011
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D
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5000
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(5)
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5/15/2012
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Common Stock
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5000
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$0
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0
(6)
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D
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Stock Option (Right to Buy)
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$7.65
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5/2/2011
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D
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5000
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(7)
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5/14/2013
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Common Stock
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5000
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$0
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0
(4)
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D
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Explanation of Responses:
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(
1)
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Includes 20,762 shares of restricted stock.
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(
2)
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Disposed of pursuant to merger agreement between the issuer and Guadalupe Holdings Corp., a wholly owned subsidiary of Southwest Airlines Co. ("Southwest"), in exchange for 17,926 shares of Southwest common stock having a market value of $11.90 per share on the effective date of the merger.
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(
3)
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This option for 5,000 shares vested on 5/16/2001.
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(
4)
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This option was terminated in the merger.
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(
5)
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This option for 5,000 shares vested on 5/15/2002.
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(
6)
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This option was terminated in the merger in exchange for a cash payment of $7,999.50.
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(
7)
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This option for 5,000 shares vested 5/14/2003.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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JORDAN LEWIS H
9955 AIRTRAN BLVD.
ORLANDO, FL 32827
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FORMER DIRECTOR
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Signatures
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/s/ Steven A. Rossum, Attorney-in-Fact
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5/5/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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