- Statement of Changes in Beneficial Ownership (4)
November 09 2011 - 9:43AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Keller Robert J
|
2. Issuer Name
and
Ticker or Trading Symbol
ACCO BRANDS CORP
[
ABD
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman and CEO
|
(Last)
(First)
(Middle)
C/O ACCO BRANDS CORPORATION, 300 TOWER PARKWAY
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/7/2011
|
(Street)
LINCOLNSHIRE, IL 60069
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
11/7/2011
|
|
M
|
|
15000
|
A
|
$
0
|
244127
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Units
|
$
0
|
11/7/2011
|
|
M
|
|
|
15000
|
(1)
|
(1)
|
Common Stock
|
15000
|
$
0
|
0
|
D
|
|
Restricted Stock Units
|
$
0
|
|
|
|
|
|
|
(2)
|
(2)
|
Common Stock
|
11961.314
|
|
11961.314
|
D
|
|
Restricted Stock Units
|
$
0
|
|
|
|
|
|
|
(3)
|
(3)
|
Common Stock
|
23000
|
|
23000
|
D
|
|
Restricted Stock Units
|
$
0
|
|
|
|
|
|
|
(4)
|
(4)
|
Common Stock
|
500000
|
|
500000
|
D
|
|
Restricted Stock Units
|
$
0
|
|
|
|
|
|
|
(5)
|
(5)
|
Common Stock
|
39700
|
|
39700
|
D
|
|
Stock Option (right to buy)
(6)
|
$8.93
|
|
|
|
|
|
|
5/18/2012
|
5/17/2018
|
Common Stock
|
87700
|
|
87700
|
D
|
|
Stock Option (right to buy)
(7)
|
$2.59
|
|
|
|
|
|
|
11/7/2009
|
11/6/2015
|
Common Stock
|
105000
|
|
105000
|
D
|
|
Stock Settled Stock Appreciation Rights
(8)
|
$0.81
|
|
|
|
|
|
|
2/26/2010
|
2/25/2016
|
Common Stock
|
108333
|
|
108333
|
D
|
|
Explanation of Responses:
|
(
1)
|
Restricted Stock Units (RSUs) granted under the Issuer's 2005 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on November 7, 2011 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
|
(
2)
|
Restricted Stock Units (RSUs) granted under the Issuer's 2005 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of (i) the date of the reporting person's death or disability, (ii) cessation of service as a member of the Board of Directors, or (iii) a change in control of the Issuer.
|
(
3)
|
Restricted Stock Units (RSUs) granted under the Issuer's 2005 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on November 7, 2012 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
|
(
4)
|
Restricted Stock Units (RSUs) granted under the Issuer's 2005 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on January 2, 2015, provided the Reporting Person remains employed by the Issuer at that time. The right to receive the shares could be accelerated as provided in the Restricted Stock Unit Award Agreement entered into between the Reporting Person and Issuer dated February 24, 2011.
|
(
5)
|
Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on May 18, 2014 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
|
(
6)
|
Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
|
(
7)
|
Nonqualified employee stock options granted under the Issuer's 2005 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
|
(
8)
|
Stock settled stock appreciation rights granted under the Issuer's 2005 Incentive Plan. One-third of original grant vests annually. All vested appreciation rights are exercisable. Rights expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Keller Robert J
C/O ACCO BRANDS CORPORATION
300 TOWER PARKWAY
LINCOLNSHIRE, IL 60069
|
X
|
|
Chairman and CEO
|
|
Signatures
|
Steve Rubin, Attorney-in-fact for Robert J. Keller
|
|
11/9/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Acco (NYSE:ABD)
Historical Stock Chart
From Sep 2024 to Oct 2024
Acco (NYSE:ABD)
Historical Stock Chart
From Oct 2023 to Oct 2024
Real-Time news about Acco Brands Corp. (New York Stock Exchange): 0 recent articles
More News Articles