Statement of Changes in Beneficial Ownership (4)
April 19 2021 - 5:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Weins Bruce |
2. Issuer Name and Ticker or Trading Symbol
SEACOR HOLDINGS INC /NEW/
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CKH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP/Chief Financial Officer |
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(Last)
(First)
(Middle)
C/O SEACOR HOLDINGS INC., 2200 ELLER DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/15/2021 |
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(Street)
FORT LAUDERDALE, FL 33316
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 4/15/2021 | | D | | 23713 | D | (1) | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options (right to buy) | $39.37 (2) | 4/15/2021 | | D | | | 2325 | (2) | 4/5/2027 | Common Stock | 2325.0 | $2.13 | 0 | D | |
| Stock Options (right to buy) | $48.26 (3) | 4/15/2021 | | D | | | 1240 | (3) | 3/4/2023 | Common Stock | 1240.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $40.64 (2) | 4/15/2021 | | D | | | 2000 | (2) | 3/6/2028 | Common Stock | 2000.0 | $0.86 | 0 | D | |
| Stock Options (right to buy) | $35.68 (2) | 4/15/2021 | | D | | | 2325 | (2) | 4/7/2027 | Common Stock | 2325.0 | $5.82 | 0 | D | |
| Stock Options (right to buy) | $39.18 (2) | 4/15/2021 | | D | | | 1395 | (2) | 3/4/2026 | Common Stock | 1395.0 | $2.32 | 0 | D | |
| Stock Options (right to buy) | $47.2 (3) | 4/15/2021 | | D | | | 2000 | (3) | 3/4/2029 | Common Stock | 2000.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $37.63 (2) | 4/15/2021 | | D | | | 2325 | (2) | 4/7/2027 | Common Stock | 2325.0 | $3.87 | 0 | D | |
| Stock Options (right to buy) | $43.2 (3) | 4/15/2021 | | D | | | 2000 | (3) | 3/4/2029 | Common Stock | 2000.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $52.89 (3) | 4/15/2021 | | D | | | 1550 | (3) | 3/4/2023 | Common Stock | 1550.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $36.24 (2) | 4/15/2021 | | D | | | 1395 | (2) | 3/4/2026 | Common Stock | 1395.0 | $5.26 | 0 | D | |
| Stock Options (right to buy) | $32.65 (2) | 4/15/2021 | | D | | | 2250 | (2) | 3/4/2030 | Common Stock | 2250.0 | $8.85 | 0 | D | |
| Stock Options (right to buy) | $35.1 (2) | 4/15/2021 | | D | | | 1395 | (2) | 3/4/2026 | Common Stock | 1395.0 | $6.40 | 0 | D | |
| Stock Options (right to buy) | $41.91 (3) | 4/15/2021 | | D | | | 2000 | (3) | 3/4/2029 | Common Stock | 2000.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $31.26 (2) | 4/15/2021 | | D | | | 2250 | (2) | 3/4/2030 | Common Stock | 2250.0 | $10.24 | 0 | D | |
| Stock Options (right to buy) | $52.88 (3) | 4/15/2021 | | D | | | 2000 | (3) | 3/6/2028 | Common Stock | 2000.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $29.22 (2) | 4/15/2021 | | D | | | 2250 | (2) | 3/4/2030 | Common Stock | 2250.0 | $12.28 | 0 | D | |
| Stock Options (right to buy) | $50.01 (3) | 4/15/2021 | | D | | | 1705 | (3) | 3/6/2024 | Common Stock | 1705.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $50.37 (3) | 4/15/2021 | | D | | | 1705 | (3) | 3/6/2024 | Common Stock | 1705.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $47.1 (3) | 4/15/2021 | | D | | | 2325 | (3) | 4/7/2027 | Common Stock | 2325.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $43.24 (3) | 4/15/2021 | | D | | | 698 | (3) | 3/4/2025 | Common Stock | 698.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $57.67 (3) | 4/15/2021 | | D | | | 1550 | (3) | 3/4/2023 | Common Stock | 1550.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $34.14 (2) | 4/15/2021 | | D | | | 698 | (2) | 3/4/2025 | Common Stock | 698.0 | $7.36 | 0 | D | |
| Stock Options (right to buy) | $31.05 (2) | 4/15/2021 | | D | | | 1395 | (2) | 3/4/2026 | Common Stock | 1395.0 | $10.45 | 0 | D | |
| Stock Options (right to buy) | $38.57 (2) | 4/15/2021 | | D | | | 698 | (2) | 3/4/2025 | Common Stock | 698.0 | $2.93 | 0 | D | |
| Stock Options (right to buy) | $45.28 (3) | 4/15/2021 | | D | | | 341 | (3) | 12/3/2024 | Common Stock | 341.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $44.87 (3) | 4/15/2021 | | D | | | 698 | (3) | 3/4/2025 | Common Stock | 698.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $51.02 (3) | 4/15/2021 | | D | | | 2000 | (3) | 3/6/2028 | Common Stock | 2000.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $55.85 (3) | 4/15/2021 | | D | | | 1705 | (3) | 3/6/2024 | Common Stock | 1705.0 | $0 | 0 | D | |
| Stock Options (right to buy) | $36.29 (2) | 4/15/2021 | | D | | | 2250 | (2) | 3/4/2030 | Common Stock | 2250.0 | $5.21 | 0 | D | |
| Explanation of Responses: |
| (1) | Disposed of pursuant to the Agreement and Plan of Merger between SEACOR Holdings Inc., Safari Parent, Inc. and Safari Merger Subsidiary, Inc. in exchange for $41.50 per share on the effective date of the merger (the "Merger") or in the related preceding tender offer at the same price (collectively, the "Tender Officer")." The Tender Officer expired on April 14, 2021, and the Merger closed on April 15, 2021. |
| (2) | Upon consummation of the Merger, each such option was canceled in exchange for a cash payment equal to the difference between $41.50 and the exercise price of the option. |
| (3) | Upon consummation of the Merger, each such option was cancelled for no consideration. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Weins Bruce
C/O SEACOR HOLDINGS INC.
2200 ELLER DRIVE
FORT LAUDERDALE, FL 33316 |
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| SVP/Chief Financial Officer |
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Signatures
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| /s/ William C. Long
Attorney-in-Fact | | 4/19/2021 |
| **Signature of Reporting Person | Date |
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