Securities Registration: Employee Benefit Plan (s-8)
April 03 2023 - 4:07PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on April 3, 2023
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
Under
The Securities Act of 1933
DigitalBridge Group, Inc.
(Exact name of Registrant as specified in its
charter)
Maryland |
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46-4591526 |
(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification Number) |
750 Park of Commerce Drive, Suite 210
Boca Raton, Florida 33487
(Address of principal executive offices, including
zip code)
DigitalBridge Group, Inc. 2014 Omnibus Stock
Incentive Plan,
as Amended and Restated on August 22, 2022
(Full title of the plan)
Ronald M. Sanders
DigitalBridge Group, Inc.
590 Madison Avenue, 34th
Floor
New York, New York 10022
(212) 547-2600
(Name, address and telephone number, including
area code, of agent for service)
Copies to:
David W. Bonser, Esq.
Hogan Lovells US LLP
555 Thirteenth Street, N.W.
Washington, D.C. 20004-1109
(202) 637-5600
Indicate by check mark whether the registrant is a large accelerated
filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company, or an emerging growth company. See the definitions
of “large accelerated filer,” “accelerated filer,” and “smaller reporting company,” and “emerging
growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer |
x |
Accelerated filer |
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Non-accelerated filer |
¨ (do not check if a smaller reporting company) |
Smaller reporting company |
¨ |
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Emerging growth company |
¨ |
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 7(a)(2)(B) of the Securities Act. ¨
EXPLANATORY NOTE
Registration of Additional Securities
2014 Equity Incentive Plan
The DigitalBridge Group, Inc. 2014 Omnibus Stock Incentive Plan, as
amended and restated on August 22, 2022 (the “2014 Plan”), includes a provision that provides that the total number of shares
reserved for issuance under the 2014 Plan will be increased as of January 1, 2018 and each January 1 thereafter by two percent (2%) of
the outstanding shares of common stock on the immediately preceding December 31. On January
10, 2017, January
11, 2017, March
1, 2021 and March 2, 2022,
the Registrant filed with the Securities and Exchange Commission Registration Statements on Form S-8, Registration Nos. 333-197104-01,
333-215509, 333-253752 and 333-263235, respectively (the “Prior Registration Statements”), relating to shares of the Registrant’s
Class A common stock reserved for issuance under the 2014 Plan. This Registration Statement on Form S-8 is being filed to register an
additional 3,198,590 shares of the Registrant’s Class A common stock under the 2014 Plan as a result of the annual increase for
2023.
INCORPORATION BY REFERENCE OF CONTENTS OF CERTAIN
REGISTRATION STATEMENTS ON FORM S-8
In accordance with General Instruction E of Form S-8, the contents
of the Prior Registration Statements are hereby incorporated by reference in this Registration Statement on Form S-8.
PART II
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 3. |
Incorporation of Documents by Reference. |
The Securities and Exchange Commission (“SEC”) allows the
Registrant to “incorporate by reference” the information the Registrant files with the SEC, which means that the Registrant
can disclose important information to you by referring you to those documents. The information incorporated by reference is considered
to be part of this Registration Statement, and later information filed with (rather than furnished to) the SEC will update and supersede
this information. The Registrant hereby incorporates by reference into this Registration Statement the following documents previously
filed with the SEC:
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(1) |
The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022, filed with the SEC on February 27, 2023; |
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(2) |
The Registrant's Definitive Proxy Statement on Schedule 14A filed with the SEC on March 30, 2022 (solely to the extent incorporated by
reference into Part III of the Registrant's Annual Report on Form 10-K for the year ended December 31, 2021); and |
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(3) |
The description of the Registrant’s Class A common stock under the caption “Description of Colony NorthStar Capital Stock” included in its Registration Statement on Form S-4, as amended (File No. 333-212739), initially filed with the SEC on July 29, 2016, as updated by Exhibit 4.6 to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022, filed with the SEC on February 27, 2023 and including any other amendments or reports filed for the purpose of updating such descriptions. |
All documents filed by the Registrant pursuant to Sections 13(a), 13(c),
14 and 15(d) of the Securities Exchange Act of 1934, as amended, on or after the date of this Registration Statement and prior to the
filing of a post-effective amendment to this Registration Statement that indicates that all securities offered have been sold, or that
deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to
be part hereof from the date of filing of such documents. Notwithstanding the foregoing, the Registrant is not incorporating by reference
any documents, portions of documents, exhibits or other information that is deemed to have been furnished to, rather than filed with,
the SEC.
Any statement contained in a document incorporated or deemed to be
incorporated by reference in this Registration Statement shall be deemed to be modified or superseded for purposes of this Registration
Statement to the extent that a statement contained in this Registration Statement, or in any other subsequently filed document that also
is incorporated or is deemed to be incorporated by reference in this Registration Statement, modifies or supersedes such prior statement.
Any statement contained in this Registration Statement shall be deemed to be modified or superseded to the extent that a statement contained
in a subsequently filed document that is or is deemed to be incorporated by reference in this Registration Statement modifies or supersedes
such prior statement. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute
a part of this Registration Statement.
A. The undersigned Registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being made,
a post-effective amendment to this Registration Statement:
(i) To include any prospectus required by Section 10(a)(3) of the Securities
Act of 1933;
(ii) To reflect in the prospectus any facts or events arising after
the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate,
represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase
or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered)
and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with
the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the
maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective Registration Statement;
(iii) To include any material information with respect to the plan
of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration
Statement.
Provided, however, that paragraphs (A)(1)(i) and (A)(1)(ii)
do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed
with or furnished to the Commission by the Registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 that
are incorporated by reference in this Registration Statement.
(2) That, for the purpose of determining any liability under the Securities
Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered
therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective amendment
any of the securities being registered which remain unsold at the termination of the offering.
B. The undersigned Registrant hereby undertakes that, for purposes
of determining any liability under the Securities Act of 1933, each filing of the Registrant’s annual report pursuant to Section
13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan’s
annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the Registration
Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities
at that time shall be deemed to be the initial bona fide offering thereof.
C. Insofar as indemnification for liabilities arising under the Securities
Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or
otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against
public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities
(other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant
in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection
with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling
precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed
in the Act and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended,
the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has
duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boca
Raton, State of Florida, on April 3, 2023.
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DIGITALBRIDGE GROUP, INC. |
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By: |
/s/ Jacky Wu |
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Jacky Wu |
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Chief Financial Officer, Executive Vice President and Treasurer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature
appears below constitutes and appoints Marc C. Ganzi, Jacky Wu, and Ronald M. Sanders, and each or any one of them, his or her true and
lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and
stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement,
and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission,
granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing
requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby
ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his or her substitutes or substitute,
may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration
Statement on Form S-8 has been signed by the following persons in the capacities and on the dates indicated.
Signature |
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Title |
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Date |
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/s/ Marc C. Ganzi |
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Chief Executive Officer, President and Director |
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April 3, 2023 |
Marc C. Ganzi |
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(Principal Executive Officer) |
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/s/ Jacky Wu |
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Chief Financial Officer |
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April 3, 2023 |
Jacky Wu |
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(Principal Financial Officer) |
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/s/ Sonia Kim |
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Chief Accounting Officer |
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April 3, 2023 |
Sonia Kim |
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(Principal Accounting Officer) |
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/s/ J. Braxton Carter |
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Director |
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April 3, 2023 |
J. Braxton Carter |
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/s/ Nancy A. Curtin |
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Director |
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April 3, 2023 |
Nancy A. Curtin |
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/s/ Jeannie H. Diefenderfer |
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Director |
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April 3, 2023 |
Jeannie H. Diefenderfer |
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/s/ Jon A. Fosheim |
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Director |
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April 3, 2023 |
Jon A. Fosheim |
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/s/ Gregory J. McCray |
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Director |
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April 3, 2023 |
Gregory J. McCray |
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/s/ Sháka Rasheed |
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Director |
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April 3, 2023 |
Sháka Rasheed |
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/s/ Dale Anne Reiss |
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Director |
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April 3, 2023 |
Dale Anne Reiss |
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/s/ David M. Tolley |
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Director |
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April 3, 2023 |
David M. Tolley |
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