Current Report Filing (8-k)
January 03 2022 - 9:09AM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 31,
2021
MFA
FINANCIAL, INC.
(Exact
name of registrant as specified in its charter)
Maryland
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1-13991
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13-3974868
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(State
or other jurisdiction
of
incorporation or organization)
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(Commission
File Number)
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(IRS
Employer
Identification
No.)
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One
Vanderbilt Avenue, 48th
Floor
New
York, New
York
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10017
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(Address
of principal executive offices)
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(Zip Code)
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Registrant's
telephone number, including area code: (212)
207-6400
Not
Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title
of each class:
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Trading
Symbols:
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Name
of each
exchange on which
registered:
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Common
Stock, par value $0.01 per share
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MFA
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New
York Stock Exchange
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7.50%
Series B Cumulative Redeemable Preferred Stock, par value $0.01 per share
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MFA/PB
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New
York Stock Exchange
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6.50% Series C Fixed-to-Floating Rate
Cumulative Redeemable Preferred Stock, par value $0.01 per share
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MFA/PC
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
(b) and (c) Effective December 31, 2021, Michael
Roper, a Senior Vice President of MFA Financial, Inc. (the “Company”), was also appointed Chief Accounting Officer of the
Company. Mr. Roper assumes the role of Chief Accounting Officer from Stephen D. Yarad, the Company’s Chief Financial Officer since
2010, who remains in such role.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MFA FINANCIAL, INC.
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(REGISTRANT)
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By:
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/s/ Harold E. Schwartz
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Name:
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Harold E. Schwartz
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Title:
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Senior Vice President and General Counsel
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Date: January 3, 2021
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