Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
September 14 2022 - 5:17AM
Edgar (US Regulatory)
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of September 2022
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form
20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
EXHIBIT
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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NOMURA HOLDINGS, INC. |
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| Date: September 14, 2022 |
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By: |
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/s/ Yoshifumi Kishida |
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Yoshifumi Kishida |
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Senior Managing Director |
[Translation of Share Buyback Report for the reporting month from August 1,
2022 to August 31, 2022 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 14, 2022]
Class of Shares: Common Stock
| (1) |
Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) |
Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)
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as of August 31, 2022
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Number of Shares |
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Total Repurchase
Amount (JPY) |
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| Authorization pursuant to the resolution of the Board (April 26, 2022)
(Period of repurchase: from May 17, 2022 to March 31, 2023 (excluding the ten business days following the announcement of each quarterly financial
results)) |
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50,000,000 |
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30,000,000,000 |
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| Repurchases during this reporting month (Date of repurchase) |
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(Date)
— |
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— |
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— |
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| Total |
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— |
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— |
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— |
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| Aggregate shares repurchased as of the end of this reporting month |
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50,000,000 |
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24,719,191,700 |
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| Progress of share repurchase (%) |
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100.0 |
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82.4 |
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as of August 31, 2022
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Number of shares disposed in
the reporting month |
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Aggregate amount
of disposition (JPY) |
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| Treasury shares disposed subject to procedures for issuance of new shares |
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(Date)
— |
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— |
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— |
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| Subtotal |
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— |
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— |
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— |
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| Treasury shares canceled |
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(Date)
— |
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— |
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— |
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| Subtotal |
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— |
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— |
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— |
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| Treasury shares transferred upon merger, share exchange, share delivery or demerger |
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(Date)
— |
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— |
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— |
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| Subtotal |
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— |
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— |
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— |
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| Other (upon request for purchasing
“less-than-a-full-unit shares”) |
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(Date)
— |
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— |
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— |
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| Subtotal |
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— |
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— |
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— |
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| Other (exercise of stock acquisition rights) |
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(Date)
August 4
August 5 August 8
August 10 August 12
August 16 August 17
August 18 August 24
August 25 August 29 |
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23,000
13,000
16,000 12,500
200 6,600
5,300 9,100
10,600 49,400
3,300 |
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23,000
13,000
16,000 12,500
200 6,600
5,300 9,100
10,600 49,400
3,300 |
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| Subtotal |
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— |
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149,000 |
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149,000 |
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| Other (delivery of shares under Restricted Stock Units plan) |
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(Date)
— |
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— |
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— |
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| Subtotal |
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— |
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— |
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— |
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| Total |
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— |
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149,000 |
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149,000 |
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| 3. |
Status of shares held in treasury |
as of August 31, 2022
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| As of the end of the reporting month |
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Number of Shares |
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| Total number of issued shares |
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3,233,562,601 |
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| Number of shares held in treasury |
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232,184,683 |
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Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury”
above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction
in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or
before August 31, 2022.
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