Statement of Changes in Beneficial Ownership (4)
May 03 2018 - 3:23PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Newlands William A
|
2. Issuer Name
and
Ticker or Trading Symbol
CONSTELLATION BRANDS, INC.
[
STZ
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & COO
|
(Last)
(First)
(Middle)
C/O CONSTELLATION BRANDS, INC., 207 HIGH POINT DRIVE, BUILDING 100
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/1/2018
|
(Street)
VICTOR, NY 14564
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock
|
5/1/2018
|
|
M
|
|
18146.0000
|
A
|
$0
(1)
|
19174.0000
|
D
|
|
Class A Common Stock
|
5/1/2018
|
|
M
|
|
3369.0000
|
A
|
$0
(2)
|
22543.0000
|
D
|
|
Class A Common Stock
|
5/1/2018
|
|
F
|
|
9380.0000
|
D
|
$229.6800
|
13163.0000
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Performance Share Units
|
(1)
|
5/1/2018
|
|
M
|
|
|
18146.0000
|
(3)
|
(3)
|
Class A Common Stock
|
18146.0000
|
$0.0000
|
0.0000
|
D
|
|
Restricted Stock Units
|
(2)
|
5/1/2018
|
|
M
|
|
|
630.0000
|
(4)
|
(4)
|
Class A Common Stock
|
630.0000
|
$0.0000
|
630.0000
|
D
|
|
Restricted Stock Units
|
(2)
|
5/1/2018
|
|
M
|
|
|
1493.0000
|
5/1/2016
(4)
|
(4)
|
Class A Common Stock
|
1493.0000
|
$0.0000
|
0.0000
|
D
|
|
Restricted Stock Units
|
(2)
|
5/1/2018
|
|
M
|
|
|
565.0000
|
5/1/2017
(4)
|
(4)
|
Class A Common Stock
|
565.0000
|
$0.0000
|
1128.0000
|
D
|
|
Restricted Stock Units
|
(2)
|
5/1/2018
|
|
M
|
|
|
681.0000
|
5/1/2018
(4)
|
(4)
|
Class A Common Stock
|
681.0000
|
$0.0000
|
2043.0000
|
D
|
|
Explanation of Responses:
|
(1)
|
Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
|
(2)
|
Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
|
(3)
|
The performance share units disposed of in the reported transaction vested on May 1, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
|
(4)
|
The restricted stock units disposed of in the reported transaction vested on May 1, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Newlands William A
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR, NY 14564
|
|
|
President & COO
|
|
Signatures
|
/s/ H. Elaine Ziakas for William A. Newlands
|
|
5/3/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Constellation Brands (NYSE:STZ.B)
Historical Stock Chart
From Jul 2024 to Aug 2024
Constellation Brands (NYSE:STZ.B)
Historical Stock Chart
From Aug 2023 to Aug 2024
Real-Time news about Constellation Brands Inc (New York Stock Exchange): 0 recent articles
More Constellation Brands, Inc. News Articles