John Hancock Announces Refinancing and Redemption of All Outstanding Preferred Shares of Five Closed-End Funds
May 07 2008 - 12:45PM
PR Newswire (US)
BOSTON, May 7 /PRNewswire/ -- John Hancock Funds announced that it
intends to restructure approximately $1.6 billion of leverage used
by five of its seven leveraged closed-end funds. The Board of
Trustees of John Hancock Funds approved a plan whereby a third
party commercial bank has agreed to provide a credit facility that
will enable a refinancing of five leveraged John Hancock closed-end
funds. Documents related to the financing were finalized today. "At
this time, we believe this is an effective and timely solution to
the unprecedented illiquidity that has developed in the auction
security market," said John D. DesPrez III, President and CEO of
John Hancock Financial. "The Board and Management continue to work
diligently on finding a solution for our other two leveraged
closed-end funds." The facility will be used to redeem and replace
100 percent of the outstanding Auction Rate Preferred Securities
(ARPS) of the five taxable equity funds, and to change the form of
leverage from ARPS to debt. The five John Hancock closed-end funds
affected by the announcement are: Tax- Advantaged Dividend Income
(HTD), Preferred Income (HPI), Preferred Income II (HPF), Preferred
Income III (HPS), and Patriot Premium Dividend II (PDT). John
Hancock Funds is evaluating alternatives to complete the
refinancing of the remaining two leveraged closed-end funds:
Investors Trust (JHI) and Income Securities Trust (JHS). These two
closed-end bond funds have approximately $175 million of ARPS
outstanding. "Today's announcement is the culmination of an effort
that has consumed countless hours of the day, nights and weekends
for dozens of people, including the highest levels of management,
both at John Hancock and our parent company, Manulife Financial
Corporation," said Keith F. Hartstein, President and CEO of John
Hancock Funds. "This solution was made possible because of the fact
that our closed-end funds are only moderately leveraged and have
asset coverage ratios close to the statutory requirement for debt
financing. Although the funds will need to be modestly
de-leveraged, the current interest rate expense of the secured
facility represents a savings over the cost of the ARPS, and has
the potential of benefiting the common shareholders through a
moderate increase in net income. In addition, through the
refinancing process the ARPS shareholders will gain the liquidity
they desire," Mr. Hartstein said. "Since the industry-wide auction
failures began February 13th, our Board has been working diligently
with fund management to find a solution that protects the interests
of all of our shareholders - both common and preferred," said
Charles Ladner, John Hancock Funds independent trustee. "Now that
we have secured a refinancing for our equity closed-end funds, we
are confident that we soon will achieve a sound solution for the
two remaining smaller bond funds." Implementation Redemptions of
the ARPS for HTD, HPI, HPF and HPS will be on a fund by fund and
tranche by tranche basis. It is anticipated that redemptions will
begin in May and will be completed in June. It is anticipated that
PDT fund redemptions of the ARPS will begin in early June and will
be completed in July. Further details on the redemption schedules
will be provided in press releases, and will be posted on the John
Hancock Funds web site, http://www.jhfunds.com/. About John Hancock
Funds The Boston-based mutual fund business unit of John Hancock
Financial Services, John Hancock Funds manages more than $56.8
billion in open-end funds, closed-end funds, private accounts,
retirement plans and related party assets for individual and
institutional investors at December 31, 2007. John Hancock Funds
are distributed by John Hancock Funds, LLC, member FINRA. For more
information, please visit http://www.jhfunds.com/. John Hancock
Financial Services is a unit of Manulife Financial Corporation, a
leading Canadian-based financial services group serving millions of
customers in 19 countries and territories worldwide. Operating as
Manulife Financial in Canada and Asia, and primarily through John
Hancock in the United States, the company offers clients a diverse
range of financial protection products and wealth management
services through its extensive network of employees, agents and
distribution partners. Funds under management by Manulife Financial
and its subsidiaries were Cdn$396 billion (US$401 billion) at
December 31, 2007. Manulife Financial Corporation trades as 'MFC'
on the TSX, NYSE and PSE, and under '0945' on the SEHK. Manulife
Financial may be found on the Internet at http://www.manulife.com/.
FORWARD LOOKING STATEMENTS Certain statements made in this release
are forward-looking statements. Actual future results or
occurrences may differ significantly from those anticipated in any
forward-looking statements due to numerous factors. These include,
but are not limited to: changes in securities or financial markets
or general economic conditions, including changes in interest rates
for borrowings, and other risks discussed from time to time in the
fund's filings with the Securities and Exchange Commission. John
Hancock and the closed-end funds managed by John Hancock and its
affiliates undertake no responsibility to update publicly or revise
any forward-looking statements. DATASOURCE: John Hancock Funds
CONTACT: Beth McGoldrick of John Hancock Funds, +1-617-663-4751,
Web site: http://www.jhfunds.com/ http://www.manulife.com/
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