Current Report Filing (8-k)
August 14 2020 - 3:46PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 14, 2020
AMERICAN
CANNABIS COMPANY, INC.
(Exact Name
of Registrant as Specified in its Charter)
Delaware
(State
or other jurisdiction of incorporation or organization)
|
Commission
File Number
000-26108
|
90-1116625
(I.R.S.
Employer
Identification
Number)
|
2590
Walnut Street #6, Denver, Colorado 80205
(Address
of Principal Executive Offices and Zip Code)
(303)
974-4770
(Issuer's
telephone number)
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
Securities registered pursuant
to Section 12(b) of the Act:
Title
of Each Class
|
Trading
Symbols
|
Name
of Exchange on Which Registered
|
Common
|
AMMJ
|
None
|
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule
12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Section
5 - Corporate Governance and Management
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
(b)
Effective August 14, 2020, the Registrant terminated David Godfrey as the Registrant’s Chief Financial Officer,. On August
14, 2020, the Registrant appointed Terry Buffalo, age 55, as its Chief Financial Officer. Mr. Buffalo does not have a family relationship
with any director, executive officer, or person nominated or chosen by the Registrant to become a director or executive officer.
Since
the beginning of the Registrant's last fiscal year to the effective date of Mr. Buffalo’s appointment, Mr. Buffalo has not
been a participant, nor has he had any direct or indirect material interest in any transaction in which the Registrant was or
is to be a participant, and the amount involved exceeded $120,000.
Mr.
Buffalo’s professional background includes being a former executive in the financial services industry, with extensive experience
including managing a hybrid FINRA broker-dealer and Registered Investment Advisor firm. Mr. Buffalo is regarded as an expert in
these fields with publications in Financial Advisor Magazine and NAIFA’s Advisor Today, as well as being a featured interview
in Boomer Market Advisor. Prior to founding Buffalo Financial Solutions, Mr. Buffalo was the Chief Executive Officer of a regional
broker dealer for over 10 years, where he took an underperforming firm and revamped the business model from a corporate to an
independent structure, with an emphasis on attracting brokers with established clienteles. While there, the firm consistently
produced net profits of 7%, compared to industry average among peers that ranged between negative to 1.5%, while expanding the
firm’s overall assets from $400 million to over $2 billion.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated August
14, 2020
AMERICAN CANNABIS
COMPANY, INC.
(Registrant)
By: /s/ Terry
Buffalo
Terry Buffalo
Principal
Executive Officer
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