Current Report Filing (8-k)
July 16 2020 - 3:07PM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): July 8, 2020
Financial Gravity
Companies, Inc. –
(Exact name of registrant as specified
in its charter)
Nevada –
(State or other jurisdiction of incorporation)
333-144504 –
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20-4057712 –
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(Commission File Number)
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(IRS Employer Identification No.)
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12600 Hill Country Blvd., Suite R-275,
Bee Cave, Texas 78738
(Address of principal executive offices) (Zip
Code)
Registrant’s telephone number,
including area code: (800) 588-3893
______________
.
Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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N/A
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N/A
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N/A
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 4.01 Changes in Registrant’s
Certifying Accountant
On July 8, 2020 (the
“Engagement Date”), the Company engaged the firm of Weaver and Tidwell, L.L.P. (“Weaver”) as the new independent
auditors. The decision to engage Weaver as the Company’s independent registered public accounting firm was approved by the
Company’s Board of Directors.
During the two most
recent fiscal years and through the Engagement Date, the Company has not consulted with Weaver regarding either:
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1.
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The
application of accounting principles to any specified transaction, either completed or proposed, or the type of audit opinion
that might be rendered on the Company’s financial statements, and neither a written report was provided to the Company nor
oral advice was provided that Weaver concluded was an important factor considered by the Company in reaching a decision as to
the accounting, auditing or financial reporting issue; or
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2.
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Any
matter that was either the subject of a “disagreement” (as defined in paragraph (a)(1)(iv) of Item 304 of Regulation
S-K and the related instructions thereto) or a “reportable event” (as described in paragraph (a)(1)(v) of Item 304
of Regulation S-K).
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Financial Gravity Companies, Inc.
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(Registrant)
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By:
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/s/ Paul O. Williams
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Name:
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Paul O. Williams
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Title:
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Chief Financial Officer
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Financial Gravity Compan... (PK) (USOTC:FGCO)
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