Statement of Changes in Beneficial Ownership (4)
December 13 2021 - 4:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ketner James |
2. Issuer Name and Ticker or Trading Symbol
Galenfeha, Inc.
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GLFH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
Previous Director |
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(Last)
(First)
(Middle)
420 THROCKMORTON STREET, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/8/2021 |
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(Street)
FT. WORTH, TX 76102
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common | 7/8/2021 | | S | | 2045100 (1) | D | $.090 (2) | 0 | I | KTNR, Inc. |
| Common | 11/1/2021 | | S | | 650000 (3) | D | $.090 (2) | 0 | I | Monica Gascon |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | From July 14, 2021- December 31, 2021, and entity Mr. Ketner controls, KTNR, Inc. has sold, and or will sell a position in a company where Mr. Ketner was a previous director. These shares were purchased by KTNR, Inc. in the open market with cash. KTNR, may elect to not sell its' entire position, and if so, this filing will be amended. |
| (2) | This is an estimated price, as the total amount of shares have not been sold at the time of this report. |
| (3) | From November 1, 2921 through December 31, 2021, the wife of Mr. James Ketner has sold, and or will sell a position in a company where her husband, Mr. James Ketner, was a previous director. All of these shares were purchased in the open market with cash. Mrs. Gascon may elect to not sell her entire position, and if so, this filing will be amended. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Ketner James
420 THROCKMORTON STREET, SUITE 200
FT. WORTH, TX 76102 |
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| Previous Director |
Signatures
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| /s/ James Ketner | | 12/6/2021 |
| **Signature of Reporting Person | Date |
Galenfeha (PK) (USOTC:GLFH)
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