UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 30 November 2023
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
EXHIBIT INDEX
|
Exhibit No.
|
Description
|
|
99.1
|
Exhibit
99.1 Announcement sent to the London Stock Exchange on 01
November
2023 — Total Voting Rights
|
|
99.2
|
Exhibit
99.2 Announcement sent to the London Stock Exchange on 08
November
2023 — Director/PDMR Shareholding
|
|
99.3
|
Exhibit
99.3 Announcement sent to the London Stock Exchange on 16
November
2023 — Publication of Supplementary
Prospectus
|
|
99.4
|
Exhibit
99.4 Announcement sent to the London Stock Exchange on 30
November
2023 — Holding(s) in Company
|
|
99.5
|
Exhibit
99.5 Announcement sent to the London Stock Exchange on 30
November
2023 — Holding(s) in Company
|
Exhibit
99.1
1 November 2023
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 31 October 2023 consisted
of 3,935,660,942 ordinary shares, of which, 247,482,870 were
held as treasury shares; leaving a balance of 3,688,178,072 with
voting rights.
The figure of 3,688,178,072 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.2
8 November 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid Share Incentive Plan ('SIP') monthly purchases on behalf of
PDMRs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Andy
Agg
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Financial Officer
|
|
b)
|
Initial notification / Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 9.93998
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.11.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
John
Pettigrew
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Executive Officer
|
|
b)
|
Initial notification / Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 9.93998
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.11.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Will
Serle
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
People & Culture Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 9.93998
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.11.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Ben Wilson
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Strategy and External Affairs Officer
|
|
b)
|
Initial notification / Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
National
Grid plc
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
b)
|
Nature of the transaction
|
Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP 9.93998
|
15
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
e)
|
Date of the transaction
|
2023.11.07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
99.3
16 November 2023
National Grid plc / National Grid Electricity Transmission
plc
Publication of a Supplementary
Prospectus
The following supplementary prospectus has been approved by the
Financial Conduct Authority and is available for
viewing:
The Supplementary Prospectus dated 16
November 2023 (the "Supplementary Prospectus")
supplementing the prospectus dated 27 July 2023 (the
"Prospectus") for the National Grid plc and National Grid
Electricity Transmission plc Euro 20,000,000,000 Euro Medium Term
Note Programme.
The Supplementary Prospectus should be read and construed in
conjunction with the Prospectus.
To view the full Supplementary Prospectus, please paste the
following URL into the address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/7382T_1-2023-11-16.pdf
A copy of the Supplementary Prospectus has been submitted to the
National Storage Mechanism and will shortly be available to the
public for inspection at https://data.fca.org.uk/#/nsm/nationalstoragemechanism.
For further information, please contact:
|
Kwok Liu
|
+44 (0) 7900 405 729 (m)
|
|
Deputy Treasurer, Funding & Investment
National Grid plc
|
|
|
|
|
|
Lyndsey Evans
|
+44 (0) 7714 672 052 (m)
|
|
Corporate Communications
National Grid plc
|
|
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus) only and is not
intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Prospectus is not addressed. Prior to relying on the information
contained in the Prospectus you must ascertain from the Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit
99.4
30 November
2023
National Grid plc ('National
Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary
Shares
National Grid has received a notification on Form TR-1 from
BlackRock, Inc. that its total interest in National Grid voting
ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
|
An acquisition or disposal of voting rights
|
3. Details of person subject to the notification
obligation
Name
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
|
Resulting situation
on the date on which threshold was crossed or reached
|
6.780000
|
0.100000
|
6.880000
|
254134567
|
|
Position of
previous notification (if applicable)
|
4.420000
|
2.460000
|
6.880000
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
|
GB00BDR05C01
|
|
250072204
|
|
6.780000
|
|
Sub
Total 8.A
|
250072204
|
6.780000%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
|
American Depository
Receipt
|
|
|
2759907
|
0.070000
|
|
Securities
Lending
|
|
|
176088
|
0.000000
|
|
Sub
Total 8.B1
|
|
2935995
|
0.070000%
|
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
|
CFD
|
|
|
Cash
|
1126368
|
0.030000
|
|
Sub
Total 8.B2
|
|
1126368
|
0.030000%
|
9. Information in relation to the person subject to the
notification obligation
|
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock HK Holdco
Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Lux Finco
S.a.r.l.
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Japan
Holdings GK
|
|
|
|
|
BlackRock, Inc.
(Chain 1)
|
BlackRock Japan
Co., Ltd.
|
|
|
|
|
BlackRock, Inc.
(Chain 2)
|
Trident
Merger, LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 2)
|
BlackRock
Investment Management, LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Holdco 3,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Cayman 1
LP
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Group
Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock Finance
Europe Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 3)
|
BlackRock
Investment Management (UK) Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock Australia
Holdco Pty. Ltd.
|
|
|
|
|
BlackRock, Inc.
(Chain 4)
|
BlackRock
Investment Management (Australia) Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Holdco 3,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Cayman 1
LP
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock Group
Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 5)
|
BlackRock
International Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Holdco 4,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Holdco 6,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock Delaware
Holdings Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 6)
|
BlackRock
Institutional Trust Company, National Association
|
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Holdco 4,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Holdco 6,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Delaware
Holdings Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 7)
|
BlackRock Fund
Advisors
|
|
|
|
|
BlackRock, Inc.
(Chain 8)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 8)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock HK Holdco
Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 9)
|
BlackRock Asset
Management North Asia Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Holdco 3,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Cayman 1
LP
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Group
Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Finance
Europe Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock
(Netherlands) B.V.
|
|
|
|
|
BlackRock, Inc.
(Chain 10)
|
BlackRock Asset
Management Deutschland AG
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Holdco 3,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Canada
Holdings LP
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Canada
Holdings ULC
|
|
|
|
|
BlackRock, Inc.
(Chain 11)
|
BlackRock Asset
Management Canada Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Capital
Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 12)
|
BlackRock Advisors,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Holdco 3,
LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Cayman 1
LP
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Cayman
West Bay Finco Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Cayman
West Bay IV Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Group
Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Finance
Europe Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 13)
|
BlackRock Advisors
(UK) Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock Holdco 2,
Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock Financial
Management, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock
International Holdings, Inc.
|
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BR
Jersey International Holdings L.P.
|
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock
(Singapore) Holdco Pte. Ltd.
|
|
|
|
|
BlackRock, Inc.
(Chain 14)
|
BlackRock
(Singapore) Limited
|
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Trident
Merger, LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
BlackRock
Investment Management, LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Amethyst
Intermediate, LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Aperio
Holdings, LLC
|
|
|
|
|
BlackRock, Inc.
(Chain 15)
|
Aperio
Group, LLC
|
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
|
BlackRock Regulatory Threshold Reporting TeamJana Blumenstein020
7743 3650
|
12. Date of Completion
13. Place Of Completion
|
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
|
This notice is in compliance with National Grid's obligations under
the Disclosure and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.5
30 November
2023
National Grid plc ('National
Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary
Shares
National Grid has received a notification on Form TR-1 from UBS
Group AG Investment Bank that its total interest in National Grid
voting ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
|
An acquisition or disposal of voting rights; Other
|
Comments
|
UBS trading book holdings in National Grid PLC fell below 5% and
are therefore exempt from reporting.
|
3. Details of person subject to the notification
obligation
Name
|
UBS Group AG Investment Bank
|
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
|
Resulting situation
on the date on which threshold was crossed or reached
|
0.000000
|
0.000000
|
0.000000
|
0
|
|
Position of
previous notification (if applicable)
|
5.179408
|
0.019115
|
5.198523
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
|
GB00BDR05C01
|
|
0
|
|
0.000000
|
|
Sub
Total 8.A
|
0
|
0.000000%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
|
|
|
|
|
|
|
Sub
Total 8.B1
|
|
|
|
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
Sub
Total 8.B2
|
|
|
|
9. Information in relation to the person subject to the
notification obligation
|
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UBS
Group AG (Chain 1)
|
|
|
|
|
|
UBS
Group AG (Chain 1)
|
UBS
AG
|
|
|
|
|
UBS
Group AG (Chain 1)
|
UBS AG
London Branch
|
|
|
|
|
UBS
Group AG (Chain 2)
|
|
|
|
|
|
UBS
Group AG (Chain 2)
|
UBS
AG
|
|
|
|
|
UBS
Group AG (Chain 2)
|
UBS
Americas Holding LLC
|
|
|
|
|
UBS
Group AG (Chain 2)
|
UBS
Americas Inc.
|
|
|
|
|
UBS
Group AG (Chain 2)
|
UBS
Securities LLC
|
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
|
UBS trading book holdings in National Grid PLC fell below 5% and
are therefore exempt from reporting.
|
12. Date of Completion
13. Place Of Completion
This notice is in compliance with National Grid's obligations under
the Disclosure and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
|
NATIONAL GRID
plc
|
|
|
|
|
|
|
By:
|
/s/Sally Kenward
_______________________
|
|
|
|
Sally Kenward
Senior Assistant Company Secretary
|
Date:
30 November
2023
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