As filed with the Securities and Exchange Commission on March 29, 2016

 

Registration No. 333 - 134746

 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Post-Effective Amendment No. 2

on

FORM S-1

to

FORM S-3

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

PATHFINDER CELL THERAPY, INC.

(Exact name of registrant as specified in its charter)

 

     
Delaware 3842 14-1745197
(State or other jurisdiction of (Primary SIC Number) (I.R.S. Employer
incorporation or organization)   Identification No.)

 

12 Bow Street

Cambridge, Massachusetts 02138

(617) 245-0289

(Address, including zip code, and telephone number, including area code, of principal executive offices)

Richard L. Franklin, M.D., Ph.D.

12 Bow Street

Cambridge, Massachusetts 02138

(617) 245-0289

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

With a copy to:

 

Keith M. Moskowitz, Esq.

Eilenberg & Krause LLP

11 East 44 th Street

New York, New York 10017

Tel. (212) 986-9700

Fax (212) 986-2399

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.     ¨

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.     ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.     ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.     ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

   
Large accelerated filer   ¨ Accelerated filer   ¨
Non-accelerated filer   ¨     (Do not check if a smaller reporting company) Smaller reporting company   x

 

 

 

EXPLANATORY NOTE

 

Pathfinder Cell Therapy, Inc. (the “Company”) is hereby filing this Post-Effective Amendment No. 2 on Form S-1 to the Company’s registration statement on Form S-3 (Registration No. 333-134746) (the “Registration Statement”) to remove from registration all securities of the Company that remain unsold under the Registration Statement. The Registration Statement was originally filed on Form SB-2 and declared effective on August 1, 2006, and then amended by Post-Effective Amendment No. 1 on Form S-3 which was declared effective on March 23, 2007.

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Post-Effective Amendment on Form S-1 to the Registration Statement on Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, Commonwealth of Massachusetts on March 29, 2016.

 

 

  PATHFINDER CELL THERAPY, INC.  
     
  By:       /S/Richard L. Franklin
  Name: Richard L. Franklin, M.D., Ph.D.
  Title:    Chief Executive Officer and
             President 

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment on Form S-1 to the Registration Statement on Form S-3 has been signed by the following persons in the capacities and on the dates stated.

 

     

Signature

 

Title

 

Date

 

 

/S/Richard L. Franklin

   
 

Richard L. Franklin, M.D., Ph.D.

Chief Executive Officer, President and Director
(Principal Executive Officer)
March  29, 2016

 

/S/John Benson

   
 

John Benson

Chief Financial Officer
(Principal Financial and Accounting Officer)
March  29, 2016

 

/S/John Alam

   
 

John Alam, M.D.

Director March  29, 2016

 

/S/John L. Brooks III

   
 

John L. Brooks III

Director March  29, 2016

 

/S/Zen Chu

   
 

Zen Chu

Director March  29, 2016

 

/S/Joerg Gruber

   
 

Joerg Gruber

Director March  29, 2016

 

/S/Brock Reeve

   
 

Brock Reeve

Director March  29, 2016
     
     
     
     
     
       

 

 

 

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