Current Report Filing (8-k)
March 27 2019 - 2:44PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 27, 2019
REGI
U.S., Inc.
(Exact
name of registrant as specified in its charter)
Oregon
|
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000-23920
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91-1580146
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(State
or Other Jurisdiction
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(Commission
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(I.R.S.
Employer
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of
Incorporation)
|
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File
Number)
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Identification
No.)
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7520
N. Market Street, Suite 10, Spokane, WA. 99217
(Address
of Principal Executive Offices) (Zip Code)
509-470-1040
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
5.02
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Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory
Arrangements of Certain Officers.
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Effective
March 27
th
, 2019, Michael S. Urso is stepping aside from his positons of Chief Executive Officer and a Director of
the company. Mr. Urso will continue with the Company as VP for Operations where he will use his extensive management experience
to direct the operations of the Company. Mr. Urso’s stepping back from these roles is not related to any issues regarding
the integrity of the company’s policies, practices, financial statements or accounting policies and practices.
Effective
immediately Paul W. Chute is appointed by the Board of Directors to serve as Chief Executive Officer. Mr. Chute, 70, currently
serves as Chairman of the Board and as Chief Financial Officer for the company. Mr. Chute previously served as CEO of the Company
from its reorganization in 2016 until his voluntary stepping down form this position in April 2018. Mr. Chute has over 45 years
of executive experience with directing numerous public and private companies including having served as both the CEO and CFO of
Reg Technologies, Inc., and Acadia National Health Systems Inc. He has an MBA in Business Management from Husson University and
a BS in Accounting from the University of Maine.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits.
RGUS-News Release-3-27-19.pdf
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
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REGI
U.S., Inc.
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By
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/s/
Paul W Chute
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Name:
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Paul
W Chute
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Title:
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Chief
Executive Officer
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Date:
March 27, 2019
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