Statement of Changes in Beneficial Ownership (4)
June 02 2020 - 4:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Rapken Michael K. |
2. Issuer Name and Ticker or Trading Symbol
Roadrunner Transportation Systems, Inc.
[
RRTS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Information Officer |
|
(Last)
(First)
(Middle)
1431 OPUS PLACE, SUITE 530 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/25/2020 |
|
(Street)
DOWNERS GROVE, IL 60515
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 1/25/2020 | | A | | 2400 (1) | A | $0.00 | 6880 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. One-third of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of May 22, 2020, May 22, 2021, and May 22, 2022. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Rapken Michael K.
1431 OPUS PLACE
SUITE 530
DOWNERS GROVE, IL 60515 |
|
| Chief Information Officer |
|
Signatures
|
| /s/ Patrick J. Unzicker, as Attorney-in-Fact | | 6/2/2020 |
| **Signature of Reporting Person | Date |
Roadrunner Transportatio... (PK) (USOTC:RRTS)
Historical Stock Chart
From Nov 2024 to Dec 2024
Roadrunner Transportatio... (PK) (USOTC:RRTS)
Historical Stock Chart
From Dec 2023 to Dec 2024
Real-Time news about Roadrunner Transportation Systems Inc (PK) (OTCMarkets): 0 recent articles
More Roadrunner Transportation Systems, Inc. News Articles