VIA Pharmaceuticals Receives Anticipated Deficiency Notice From NASDAQ
September 28 2009 - 3:00PM
PR Newswire (US)
SAN FRANCISCO, Sept. 28 /PRNewswire-FirstCall/ -- VIA
Pharmaceuticals, Inc. (NASDAQ:VIAP), a biotechnology company
focused on the development of compounds for the treatment of
cardiovascular and metabolic disease, today announced that on
September 23, 2009, it received a deficiency letter from The NASDAQ
Stock Market notifying the Company of its failure to regain
compliance with the board independence requirements, as set forth
in Listing Rules 5605(b)(1) and 5605(c)(2)(A), respectively (the
"Independence Rules"), and that the Company's securities are,
therefore, subject to delisting from The NASDAQ Capital Market. The
Company had previously announced that due to the passing of Richard
L. Anderson, who served as an independent director on the Company's
Board of Directors and as a member of the Audit Committee,
Compensation Committee and Nominating and Governance Committee, the
Company no longer complied with the Independence Rules. The Company
was given until September 17, 2009 to regain compliance with these
requirements. The Company will present its written views with
respect to this deficiency to the NASDAQ Listing Qualifications
Panel (the "Panel") by September 30, 2009. The Company has had a
hearing with the Panel and presented its plan of compliance with
respect to its failure to satisfy the Independence Rules, as well
as its plan to satisfy NASDAQ's minimum $2.5 million stockholders'
equity and $1.00 minimum bid price requirements for continued
listing. The Company is awaiting a decision from the Panel. There
can be no assurance that the Company will be able to achieve or
sustain the requirements under the NASDAQ Listing Rules to insure
that it will maintain its NASDAQ listing. About VIA
Pharmaceuticals, Inc. VIA Pharmaceuticals, Inc. is a biotechnology
company focused on the development of compounds for the treatment
of cardiovascular and metabolic disease. VIA's lead candidate,
VIA-2291, targets a significant unmet medical need: reducing
inflammation in plaque, which is an underlying cause of
atherosclerosis and its complications, including heart attack and
stroke. In addition, VIA's pipeline of drug candidates includes
other compounds to address other underlying causes of
cardiovascular disease: high cholesterol, diabetes and
inflammation. For more information, visit:
http://www.viapharmaceuticals.com/. Forward Looking Statements This
press release may contain "forward-looking" statements within the
meaning of the Private Securities Litigation Reform Act of 1995.
These statements relate to future events or to VIA's future
financial performance and involve known and unknown risks,
uncertainties and other factors that may cause VIA's actual
results, levels of activity, performance or achievements to be
materially different from any future results, levels of activity,
performance or achievements expressed or implied by these
forward-looking statements. In some cases, you can identify
forward-looking statements by the use of words such as "may,"
"could," "expect," "intend," "plan," "seek," "anticipate,"
"believe," "estimate," "predict," "potential," "continue" or the
negative of these terms or other comparable terminology. You should
not place undue reliance on forward-looking statements since they
involve known and unknown risks, uncertainties and other factors
which are, in some cases, beyond VIA's control and which could
materially affect actual results, levels of activity, performance
or achievements. Factors that may cause actual results to differ
materially from current expectations include, but are not limited
to: -- the results of our hearing with the NASDAQ Listing
Qualifications Panel and our ability to comply with the NASDAQ
rules for continued listing; -- our ability to borrow additional
amounts under the loan from Bay City Capital, which is subject to
the discretion of Bay City Capital; -- our ability to obtain
necessary financing in the near term, including amounts necessary
to repay the loan from Bay City Capital by the October 31, 2009
maturity date (or earlier if certain repayment acceleration
provisions are triggered); -- our ability to control our operating
expenses; -- our ability to comply with covenants included in the
loan from Bay City Capital; -- our ability to maintain the listing
of our common stock on NASDAQ; -- our ability to timely recruit and
enroll patients in any future clinical trials; -- our failure to
obtain sufficient data from enrolled patients that can be used to
evaluate VIA- 2291, thereby impairing the validity or statistical
significance of our clinical trials; -- our ability to successfully
complete our clinical trials of VIA-2291 on expected timetables and
the outcomes of such clinical trials; -- complexities in designing
and implementing cardiometabolic clinical trials using surrogate
endpoints in Phase 1 and Phase 2 clinical trials which may differ
from the ultimate endpoints required for registration of a
candidate drug; -- the results of our clinical trials, including
without limitation, with respect to the safety and efficacy of
VIA-2291; -- if the results of the ACS and CEA studies, upon
further review and analysis, are revised, interpreted differently
by regulatory authorities or negated by later stage clinical
trials; -- our ability to obtain necessary FDA approvals, including
to initiate future clinical trials of VIA-2291; -- our ability to
successfully commercialize VIA-2291; -- our ability to identify
potential clinical candidates from the family of DGAT1 compounds
licensed and move them into preclinical development; -- our ability
to obtain and protect our intellectual property related to our
product candidates; -- our potential for future growth and the
development of our product pipeline, including the THR beta agonist
candidate and the other compounds licensed from Roche; -- our
ability to obtain strategic opportunities to partner and
collaborate with large biotechnology or pharmaceutical companies to
further develop VIA-2291; -- our ability to form and maintain
collaborative relationships to develop and commercialize our
product candidates; -- general economic and business conditions;
and -- the other risks described under Item 1A "Risk Factors" in
our Annual Report on Form 10-K for the fiscal year ended December
31, 2008, as supplemented by the risks described under Item 1A
"Risk Factors" in our Quarterly Reports on Form 10-Q for the
quarters ended March 31, 2009 and June 30, 2009, each on file with
the SEC. All forward-looking statements attributable to us or
persons acting on our behalf are expressly qualified in their
entirety by the cautionary statements set forth above.
Forward-looking statements speak only as of the date they are made,
and VIA undertakes no obligation to update publicly any of these
statements in light of new information or future events.
DATASOURCE: VIA Pharmaceuticals, Inc. CONTACT: James G. Stewart,
Senior Vice President and Chief Financial Officer of VIA
Pharmaceuticals, Inc., +1-415-283-2204 Web Site:
http://www.viapharmaceuticals.com/
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