Carnival PLC Notification of Transactions of Directors/PDMRS
April 25 2023 - 10:30AM
UK Regulatory
TIDMCCL
Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Sir Jonathon Band
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Jason Glen Cahilly
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Helen Deeble
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Jeffrey J. Gearhart
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Katie Lahey
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Sara Mathew
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Stuart Subotnick
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Laura Weil
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Randall Weisenburger
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4 Details of the transaction
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of restricted shares in Carnival Corporation
transaction common stock, made to non-executive directors
pursuant to the Carnival Corporation 2020 Stock
Plan. The restriction on the shares lapses on the
third anniversary of the grant date. The Boards of
Directors approved a value of $175,000 to be awarded
to the reporting person in the form of restricted
shares. The number of restricted shares was
determined by dividing this value by the closing
price of a share of Carnival Corporation common
stock on date of grant, then rounding down to the
nearest whole share.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 18,656
d) Aggregated
information 18,656
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Josh Weinstein
2 Reason for the notification
a) Position/status Director
b) Initial notification Initial Notification
/ Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4A Details of the transaction: 1
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of performance-based restricted stock units
transaction ("PBS RSUs") made pursuant to the Carnival
Corporation 2020 Stock Plan. Each PBS RSU represents
a hypothetical interest in one share of Carnival
Corporation common stock. The reporting person will
be eligible to earn from 0-200% of the target amount
of PBS RSUs based upon the extent to which Carnival
Corporation & plc's annual adjusted EBITDA, as
further adjusted for certain fuel price changes and
currency exchange rate impact, adjusted return on
invested capital, and certain carbon intensity
reduction metrics reach or exceed specified
performance goals following the end of the 2023-2026
performance period. The PBS RSUs will accumulate
dividend equivalents and may only be settled in
shares. The grant was approved by the Compensation
Committee as a total dollar value to be received in
the form of PBS RSUs. The Compensation Committee
also approved that the number of PBS RSUs were
determined by dividing the grant value by the
closing price of a share of Carnival Corporation
common stock on the date of grant.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 373,134
d) Aggregated
information 373,134
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
4B Details of the transaction: 2
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Grant of time vested restricted stock units ("RSUs")
transaction made pursuant to the Carnival Corporation 2020 Stock
Plan. Each RSU represents a hypothetical interest in
one share of Carnival Corporation common stock. The
RSUs will vest on a 3-year pro-rata basis in
February 2024, 2025 and 2026. The RSUs will
accumulate dividend equivalents and may only be
settled in shares.
The grant was approved by the Compensation
Committees as a total value to be received in the
form of RSUs. The Compensation Committees also
approved that the number of RSUs were determined by
dividing the grant value by the closing price of a
share of Carnival Corporation common stock on the
date of grant.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 159,914
d) Aggregated
information 159,914
- Aggregated volume $0.00
- Price
e) Date of the 2023-04-21
transaction
f) Place of the Off Market
transaction
Arnaldo Perez
Company Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
END
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