TIDM43CT TIDMTTM
RNS Number : 3425O
Morgan Stanley
01 October 2019
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Hong Kong Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities Hong Kong Exchanges and Clearing Limited
this form relates:
Use a separate form for each offeror/offeree
--------------------------------------------
(c) Name of the party to the offer with which exempt principal trader London Stock Exchange Group plc
is connected:
--------------------------------------------
(d) Date position held/dealing undertaken 30 SEPTEMBER 2019
For an opening position disclosure, state the latest practicable date
prior to the disclosure
--------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal No
trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ordinary NPV
Interests Short positions
-------------- -----------------
Number % Number %
------- ----- --------- ------
(1) Relevant securities owned
and/or controlled: 0.00 0.00% 0.00 0.00%
------- ----- --------- ------
(2) Cash-settled derivatives: 0.00 0.00% 0.00 0.00%
------- ----- --------- ------
(3) Stock-settled derivatives
(including options) and agreements
to purchase/sell: 0.00 0.00% 0.00 0.00%
------- ----- --------- ------
TOTAL: 0.00 0.00% 0.00 0.00%
------- ----- --------- ------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in N/A
relation to which subscription
right exists:
Details, including nature of N/A
the rights concerned and relevant
percentages:
----
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
ordinary NPV PURCHASES 1,081,806 232.0760 HKD 225.8000 HKD
----------- --------------- ------------------------ ------------------------
ordinary NPV SALES 1,081,806 232.4000 HKD 226.2000 HKD
----------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per
relevant e.g. CFD e.g. opening/closing securities Unit
security a long/short position, HKD
increasing/reducing
a long/short position
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 60,000 0.1220
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 200,000 0.1250
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 200,000 0.1260
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 400,000 0.1270
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 700,000 0.1290
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 580,000 0.1310
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 400,000 0.1330
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 200,000 0.1340
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 400,000 0.1350
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 6,590,000 0.1353
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 300,000 0.1360
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 1,000,000 0.1370
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 200,000 0.1390
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 400,000 0.1410
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 400,000 0.1420
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 800,000 0.1440
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 LONG 300,000 0.1810
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 430,000 0.1240
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 860,000 0.1250
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 600,000 0.1310
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 1,100,000 0.1330
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 1,500,000 0.1340
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 580,000 0.1350
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 400,000 0.1360
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 200,000 0.1370
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 6,540,000 0.1371
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 170,000 0.1390
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 420,000 0.1450
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 30,000 0.1830
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BEAR) -56117 SHORT 300,000 0.1840
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 1,400,000 0.1260
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 300,000 0.1310
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 10,000 0.1460
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 300,000 0.1470
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 10,000 0.1480
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 500,000 0.1490
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 700,000 0.1500
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 200,000 0.1530
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 10,000 0.1550
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 200,000 0.1560
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 10,000 0.1600
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 430,000 0.1660
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 300,000 0.1670
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 550,000 0.1680
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 80,000 0.1690
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 3,580,000 0.1700
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 11,760,000 0.1711
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 1,630,000 0.1720
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 770,000 0.1740
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 480,000 0.1760
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 10,000 0.1790
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 1,240,000 0.1800
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 LONG 300,000 0.1810
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 600,000 0.1280
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 500,000 0.1390
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 10,000 0.1530
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 410,000 0.1540
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 100,000 0.1590
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 20,000 0.1600
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 13,010,000 0.1630
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 160,000 0.1640
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 10,000 0.1670
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 640,000 0.1690
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 500,000 0.1700
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 1,010,000 0.1710
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 80,000 0.1720
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 60,000 0.1730
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 2,930,000 0.1750
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 40,000 0.1760
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 700,000 0.1770
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 390,000 0.1790
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 400,000 0.1800
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 2,730,000 0.1810
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 460,000 0.1820
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56118 SHORT 10,000 0.1860
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56553 LONG 160,000 0.2320
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56553 LONG 80,000 0.2350
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56553 LONG 80,000 0.2480
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56553 SHORT 80,000 0.2220
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56553 SHORT 160,000 0.2415
--------------------- ------------------------- -------------------- ----------
HKEX - CBBC
ordinary NPV (BULL) -56553 SHORT 80,000 0.2420
--------------------- ------------------------- -------------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. American, date money paid/
relevant e.g. call selling, to which per unit European received
security option varying option etc. per unit
etc. relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- --------------- ---------- ---------------- ------- -------------
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
-------------------- ------------ --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 OCTOBER 2019
Contact name: Craig Horsley
------------------
Telephone number: +44(141) 245 7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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