GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (5657Z)
December 11 2014 - 10:44AM
UK Regulatory
TIDMAV.A
RNS Number : 5657Z
GoldmanSachs International
11 December 2014
Amendment - due to the amendment of Equity transactions, the
disclosure made on 10 December for dealings on 09 December has been
updated. Section 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- --------------------
(b) Name of offeror/offeree AVIVA PLC
in relation to whose relevant
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- --------------------
(c) Name of the party to FRIENDS LIFE GROUP
the offer with which exempt LIMITED
principal trader is connected:
-------------------------------- --------------------
(d) Date dealing undertaken: 09 December 2014
-------------------------------- --------------------
(e) Has the EPT previously YES - disclosed
disclosed, or is it today previously for
disclosing, under the Code FRIENDS LIFE GROUP
in respect of any other LIMITED
party to this offer?
-------------------------------- --------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
------------- ----------- --------------- -------------------- --------------------
25p ordinary Purchases 1,530,261 5.0350 4.9170
GBP GBP
------------- ----------- --------------- -------------------- --------------------
25p ordinary Sales 1,586,074 5.0723 4.9160
GBP GBP
------------- ----------- --------------- -------------------- --------------------
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
------------- ------------- ------------------------------- -------------- ----------
25p ordinary CFD Opening a long 14,176 4.9260
position GBP
------------- ------------- ------------------------------- -------------- ----------
25p ordinary CFD Reducing a 5,547 4.9528
short position GBP
------------- ------------- ------------------------------- -------------- ----------
25p ordinary CFD Opening a short 19,655 4.9641
position GBP
------------- ------------- ------------------------------- -------------- ----------
25p ordinary CFD Opening a long 37,200 5.0190
position GBP
------------- ------------- ------------------------------- -------------- ----------
25p ordinary CFD Reducing a 2,929 5.0723
short position GBP
------------- ------------- ------------------------------- -------------- ----------
25p ordinary CFD Reducing a 1,580 5.0723
short position GBP
------------- ------------- ------------------------------- -------------- ----------
25p ordinary CFD Reducing a 1,839 5.0723
short position GBP
------------- ------------- ------------------------------- -------------- ----------
25p ordinary SWAP Reducing a 31,246 4.9275
long position GBP
------------- ------------- ------------------------------- -------------- ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
---------- ------------- -------------- --------------- --------- ----------- ----------- ----------
25p Call Purchasing 6,000 5.3000 AMERICAN 16/01/2015 0.0200
ordinary Option GBP GBP
---------- ------------- -------------- --------------- --------- ----------- ----------- ----------
25p Call Purchasing 6,000 5.3000 AMERICAN 16/01/2015 0.0200
ordinary Option GBP GBP
---------- ------------- -------------- --------------- --------- ----------- ----------- ----------
25p Put Option Selling 6,000 5.0000 AMERICAN 16/01/2015 0.1200
ordinary GBP GBP
---------- ------------- -------------- --------------- --------- ----------- ----------- ----------
25p Put Option Selling 6,000 5.0000 AMERICAN 16/01/2015 0.1200
ordinary GBP GBP
---------- ------------- -------------- --------------- --------- ----------- ----------- ----------
(ii) Exercising
Class of Product description Number of Exercise
relevant e.g. call securities price per
security option unit
---------- -------------------- ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
---------- -------------------- -------- -------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition
or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
Date of disclosure: 11 December 2014
--------------------- -------------------------
Contact name: Aadithya Rao and Yiannis
Bardis
--------------------- -------------------------
+44(20) 7051 9046 /
Telephone number: +44(20) 7774 7107
--------------------- -------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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