Holding(s) in Company (7218E)
June 06 2012 - 1:01AM
UK Regulatory
TIDMDIAM
RNS Number : 7218E
Diamond Circle Capital Plc
05 June 2012
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying DIAMOND CIRCLE CAPITAL PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
--------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
-----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
-------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------- -------
Other (please
specify):
------------------ ------------------------------------------------------------ -------
3. Full name of person(s) subject Lehman Brothers International (Europe)
to the (in administration)
notification obligation: (iii)
------------------------------------------ ---------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------ ---------------------------------------------
5. Date of the transaction and date 01/06/12(1)
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ---------------------------------------------
6. Date on which issuer notified: 01/06/12
------------------------------------------ ---------------------------------------------
(1) Given the status of Lehman Brothers International (Europe)
(in administration) ("LBIE"), information relating to the positions
held by LBIE has been difficult to ascertain, which has resulted in
the delay in being able to make the required notification.
Furthermore in this case, it has not been possible to determine the
precise circumstances in which the threshold was crossed and the
timing of crossing the threshold. In preparing this notification,
LBIA has reviewed such information as is readily available to it
from a range of records and the information provided herein is
provided on the basis of the information in those records.
7. Threshold(s) that is/are crossed Lehman Brothers International (Europe)
or (in administration) has sold its 6.72%
reached: (vi, vii) stake (500,000 shares) in Diamond Circle
Capital Plc(2)
------------------------------------ ------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
--------------- ----------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------- -------------- ------------- ------------ ----------------------------- -------------------------
Direct Direct (xi) Indirect Direct Indirect
(xii)
--------------- ----- ------- ------ ----- ------------ ---------------- ----------- --------- --------------
IM00B1Y64R53 500,000 500,000 0 0 n/a 0%
--------------- -------------- ------------- ------------ ---------------- ----------- --------- --------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- ------------------------- ---------------------------- --------------------
n/a
---------------------- --------------- ------------------------- ---------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date (xvii) Conversion rights instrument (xix, xx)
period refers to
(xviii)
------------------ --------- ------------- ------------ ------------------- ---------------------
Nominal Delta
------------------ --------- ------------- ------------ ------------------- ----------- --------
(2) As you may be aware, on 15 September 2008 AV Lomas, SA Person, and
on 30 November 2009 DA Howell, and subsequently on 02 November 2011 PD
Copley and R Downs each a partner of PricewaterhouseCoopers LLP, ("Administrators")
were appointed joint administrators of Lehman Brothers International
(Europe) (in administration) ("LBIE") to manage its affairs, business
and property as agents without personal liability. As a result of the
circumstances of LBIE's administration, LBIE's records may not reflect
accurate statement of its holding in shares of the company. Discrepancies
may arise, for example, as a result of trades which were executed prior
to the administration of LBIE not being settled as between the parties
post-administration, and as a result of the termination of contracts
between LBIE and its counterparties (e.g. derivatives transactions under
master agreements, and the liquidation of positions by third parties).
In addition, LBIA employees with knowledge relevant to the holdings may
no longer work with LBIE's business. In preparing this form, LBIE has
reviewed such information as is readily available to it from a range
of LBIE records and the information provided herein is provided on the
basis of the information in those records.
------------------------------------------------------------------------------------------------------
Total (A+B+C)
------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------- ------------------------------------------
0 0%
---------------------------------------------------------- ------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
-----------------------------------------------------------------------------
N/A
Proxy Voting:
-----------------------------------------------------------------------------
10. Name of the proxy holder: n/a
--------------------------------------------------------------------- ------
11. Number of voting rights proxy holder will n/a
cease
to hold:
--------------------------------------------------------------------- ------
12. Date on which proxy holder will cease to n/a
hold
voting rights:
--------------------------------------------------------------------- ------
13. Additional information: n/a
------------------------------- ----------------------------
14. Contact name: Latifa Debbarh/Saleem Adam
------------------------------- ----------------------------
15. Contact telephone number: 0203 036 2516/0203 036 2738
------------------------------- ----------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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