EMM Disclosure
January 22 2004 - 5:09AM
UK Regulatory
RNS Number:5107U
Morgan Stanley & Co. Inc.
21 January 2004
EMM DISCLOSURE
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form
for each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM MORGAN STANLEY & CO INC & MORGAN STANLEY CAPITAL
SERVICES INC
Date of disclosure 21 JANUARY 2004
Contact name GEORGE SOBEK
Telephone number 020 7677 2488
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
GENERAL ELECTRIC COMPANY
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 21 JANUARY 2004
Date of dealing 20 JANUARY 2004
Name of EMM MORGAN STANLEY & CO INC
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities purchased 1,361,875
Highest price paid* $ 33.68
Lowest price paid* $ 32.21
Total number of securities sold 1,265,701
Highest price received* $ 33.68
Lowest price received* $ 32.20
*Currency must be stated
DERIVATIVES
Strike
Product Date of Buy/Sell Price Expiry Underlying Highest Lowest
Description Dealing (USD) Date Shares Premium Premium
CALL- GE 20/01/2004 B 37 03/20/2004 500 0.1 0.1
CALL- GE 20/01/2004 B 30 03/20/2004 500 3.5 3.5
CALL- GE 20/01/2004 S 30 03/20/2004 100 4 4
CALL- GE 20/01/2004 B 30 06/19/2004 5200 3.8 3.8
CALL- GE 20/01/2004 S 30 06/19/2004 7800 4 3.8
CALL- GE 20/01/2004 B 30 09/18/2004 700 4.1 4
CALL- GE 20/01/2004 S 30 09/18/2004 600 4.2 4.2
CALL- GE 20/01/2004 B 35 02/21/2004 26700 0.2 0.2
CALL- GE 20/01/2004 B 35 03/20/2004 100 0.35 0.35
CALL- GE 20/01/2004 S 35 03/20/2004 2200 0.4 0.35
CALL- GE 20/01/2004 B 35 06/19/2004 19200 0.95 0.8
CALL-GE 20/01/2004 S 35 06/19/2004 19800 0.95 0.85
CALL-GE 20/01/2004 B 35 09/18/2004 1300 1.25 1.2
CALL- GE 20/01/2004 B 40 09/18/2004 5700 0.2 0.2
CALL- GE 20/01/2004 S 27 03/20/2004 900 6 6
CALL- GE 20/01/2004 B 32 02/21/2004 13600 1.4 1.15
CALL- GE 20/01/2004 S 32 02/21/2004 9700 1.35 1.25
CALL- GE 20/01/2004 B 32 03/20/2004 5800 1.55 1.4
CALL- GE 20/01/2004 S 32 03/20/2004 5200 1.55 1.4
CALL- GE 20/01/2004 B 32 06/19/2004 1000 2.05 2.05
CALL- GE 20/01/2004 S 32 06/19/2004 2700 2.15 2
CALL- GE 20/01/2004 B 37 06/19/2004 1800 0.3 0.25
CALL- GE 20/01/2004 S 37 06/19/2004 100 0.5 0.5
CALL- GE 20/01/2004 B 42 09/18/2004 200 0.1 0.1
CALL- GE 20/01/2004 S 25 01/21/2006 600 9.6 9.6
CALL- GE 20/01/2004 B 30 01/21/2006 700 5.5 5.5
CALL- GE 20/01/2004 S 30 01/21/2006 900 5.6 5.6
CALL- GE 20/01/2004 B 35 01/21/2006 500 3.2 3
CALL- GE 20/01/2004 S 35 01/21/2006 1900 3.2 3
CALL- GE 20/01/2004 B 40 01/21/2006 1100 1.4 1.4
CALL- GE 20/01/2004 S 40 01/21/2006 400 1.75 1.75
CALL- GE 20/01/2004 S 25 01/22/2005 200 8.8 8.8
CALL- GE 20/01/2004 B 30 01/22/2005 800 4.6 4.6
CALL- GE 20/01/2004 S 30 01/22/2005 800 4.5 4.5
CALL- GE 20/01/2004 B 35 01/22/2005 2200 1.8 1.7
CALL- GE 20/01/2004 S 35 01/22/2005 500 1.8 1.8
CALL- GE 20/01/2004 B 40 01/22/2005 7900 0.6 0.5
CALL- GE 20/01/2004 S 40 01/22/2005 1000 0.6 0.55
CALL- GE 20/01/2004 S 50 01/22/2005 800 0.05 0.05
CALL- GE 20/01/2004 S 32 01/22/2005 7500 3.4 2.95
PUT - GE 20/01/2004 B 30 03/20/2004 500 0.2 0.2
PUT - GE 20/01/2004 S 25 06/19/2004 2500 0.15 0.15
PUT - GE 20/01/2004 S 30 03/20/2004 400 0.25 0.25
PUT - GE 20/01/2004 B 30 06/19/2004 4100 0.5 0.5
PUT - GE 20/01/2004 B 35 02/21/2004 3100 1.9 1.8
PUT - GE 20/01/2004 B 35 03/20/2004 2200 2.2 2.15
PUT - GE 20/01/2004 S 40 06/19/2004 500 6.9 6.9
PUT - GE 20/01/2004 S 22 03/20/2004 700 0.05 0.05
PUT - GE 20/01/2004 S 27 03/20/2004 20500 0.15 0.1
PUT - GE 20/01/2004 B 32 02/21/2004 900 0.4 0.2
PUT - GE 20/01/2004 B 32 03/20/2004 2200 0.7 0.65
PUT - GE 20/01/2004 S 32 03/20/2004 31000 0.8 0.75
PUT - GE 20/01/2004 B 32 06/19/2004 1600 1.2 1.15
PUT - GE 20/01/2004 S 32 06/19/2004 700 1.25 1.25
PUT - GE 20/01/2004 S 40 01/21/2006 700 8.2 8.2
PUT - GE 20/01/2004 B 25 01/22/2005 200 0.45 0.45
PUT - GE 20/01/2004 B 30 01/22/2005 1400 1.4 1.25
PUT - GE 20/01/2004 S 60 01/22/2005 900 26.7 26.7
PUT - GE 20/01/2004 B 27 01/22/2005 900 0.8 0.8
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 21 JANUARY 2004
Date of dealing 20 JANUARY 2004
Name of EMM MORGAN STANLEY CAPITAL SERVICES INC
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities sold 74,483
Highest price received* $ 33.39
Lowest price received* $ 32.33
*Currency must be stated
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMILFFALDILFIS