K3 Capital Group PLC Holding(s) in Company (8098M)
January 16 2023 - 2:58AM
UK Regulatory
TIDMK3C
RNS Number : 8098M
K3 Capital Group PLC
16 January 2023
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) (i)
1a. Identity of the issuer or the underlying K3 Capital Group PLC
issuer of existing shares to which voting rights LEI: 21380043EWYIWISOAN87
are attached (ii) :
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
---------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
---------------
An acquisition or disposal of financial instruments
---------------
An event changing the breakdown of voting rights
---------------
Other (please specify)(iii) :
---------------
3. Details of person subject to the notification obligation (iv)
Name Grandeur Peak Global Advisors, LLC
City and country of registered office (if Salt Lake City, Utah, United States of America
applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
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City and country of registered office (if
applicable)
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5. Date on which the threshold was crossed or 13/01/2023
reached (vi) :
-------------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 13/01/2023
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7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights through Total of both in Total number of voting rights
rights attached financial instruments % (8.A + 8.B) held in issuer (8.A + 8.B)
to shares (total of 8.B 1 + 8.B 2) (vii)
(total of 8. A)
---------------- ------------------------------- ----------------- -------------------------------
Resulting
situation on
the date on
which
threshold was
crossed or
reached 2.78% 0.00% 2.78% 2,040,379
---------------- ------------------------------- ----------------- -------------------------------
Position of
previous
notification
(if
applicable) 4.02% 0.00% 4.02%
---------------- ------------------------------- ----------------- -------------------------------
8. Notified details of the resulting situation on the date on which the threshold was crossed
or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.2.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1)
---------------------------------
GB00BF1HPD20 2,040,379 0.00 2.78% 0.00%
------------------------------ --------------------------------- ------------------------------ ---------------------
SUBTOTAL 8. A 2,040,379 2.78%
----------------------------------------------------------------- -----------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1
(a))
Type of financial Expiration Exercise/ Number of voting rights that may be % of voting rights
instrument date (x) Conversion Period (xi) acquired if the instrument is
exercised/converted.
----------- ------------------------------------------- --------------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------------------- --------------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of voting % of voting rights
financial date (x) Conversion Period (xi) settlement (xii) rights
instrument
---------------- ------------------------------ ------------------------------ --------------------
SUBTOTAL 8.B.2
------------------------------ --------------------
9. Information in relation to the person subject to the notification obligation (please mark
the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal X
entity and does not control any other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural
person or legal entity (xiv) (please add additional rows as necessary)
Name (xv) % of voting rights if it % of voting rights Total of both if it equals or is higher than
equals or is higher than through financial the notifiable threshold
the notifiable threshold instruments if it equals
or is higher than the
notifiable
threshold
-------------------------- ------------------------- ----------------------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder Grandeur Peak Global Advisors, LLC
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The number and % of voting rights held 2,040,379 shares or 2.78%
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The date until which the voting rights
will be held
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11. Additional information (xvi)
Place of completion Salt Lake City, Utah
Date of completion 13/01/2023
---------------------
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