Peel Hunt Limited Purchase of Shares by Employee Benefit Trust (3227D)
June 20 2023 - 6:07AM
UK Regulatory
TIDMPEEL
RNS Number : 3227D
Peel Hunt Limited
20 June 2023
20 June 2023
Peel Hunt Limited
Purchase of Shares by Employee Benefit Trust
Peel Hunt Limited announces that JTC Employer Solutions Trustee
Limited as trustee for the Peel Hunt Employee Benefit Trust, has
acquired further shares in the Company in line with the intention
stated in the 2022 annual report and accounts and now holds
4,929,685 Peel Hunt ordinary shares of no par value, representing
4.01 per cent. of the Company's voting rights. Further information
is set out in the TR1 forms below.
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Peel Hunt Limited
underlying issuer of existing shares
to which voting rights are attached
(ii) :
----------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments N/A
----
An event changing the breakdown of voting rights N/A
----
Other (please specify) (iii) : N/A
----
3. Details of person subject to the notification obligation (iv)
Name JTC plc
City and country of registered office
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name JTC Employer Solutions Trustee Limited
----------------------------------------------
City and country of registered office Jersey
(if applicable)
----------------------------------------------
5. Date on which the threshold was 24.01.2023
crossed or reached (vi) :
----------------------------------------------
6. Date on which issuer notified 24.01.2023
(DD/MM/YYYY):
----------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
------------------ ---------------------- --------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 4.014% 4,929,685
------------------ ---------------------- --------------- --------------------
Position of
previous notification
(if
applicable)
------------------ ---------------------- --------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------
GG00BLGZJW08 4,929,685 4.014%
--------------------- --------------------- -------------------- ----------------
SUBTOTAL 8.
A 4,929,685 4.014%
-------------------------------------------- --------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------- -------------------------- ----------------
SUBTOTAL 8. B
1
------------------------- -------------------------- ----------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
---------------- ---------------- ----------------- ----------------
SUBTOTAL
8.B.2
----------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
JTC Employer Solutions
Trustee Limited 4.014% 4.014%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
The Issued Share Capital Position was 122,807,085 shares as at 24.01.2023
Place of completion Jersey, Channel Islands
Date of completion 16.06.2023
------------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Peel Hunt Limited
underlying issuer of existing shares
to which voting rights are attached
(ii) :
----------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments N/A
----
An event changing the breakdown of voting rights N/A
----
Other (please specify) (iii) : N/A
----
3. Details of person subject to the notification obligation (iv)
Name JTC plc
City and country of registered office
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name JTC Employer Solutions Trustee Limited
----------------------------------------------
City and country of registered office Jersey
(if applicable)
----------------------------------------------
5. Date on which the threshold was 29.09.2022
crossed or reached (vi) :
----------------------------------------------
6. Date on which issuer notified 29.09.2022
(DD/MM/YYYY):
----------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
------------------ ---------------------- --------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 3.014% 3,701,617
------------------ ---------------------- --------------- --------------------
Position of
previous notification
(if
applicable)
------------------ ---------------------- --------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------
GG00BLGZJW08 3,701,617 3.014%
--------------------- --------------------- -------------------- ----------------
SUBTOTAL 8.
A 3,701,617 3.014%
-------------------------------------------- --------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------- -------------------------- ----------------
SUBTOTAL 8. B
1
------------------------- -------------------------- ----------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
---------------- ---------------- ----------------- ----------------
SUBTOTAL
8.B.2
----------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
JTC Employer Solutions
Trustee Limited 3.014% 3.014%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
The Issued Share Capital Position was 122,807,085 shares as at 29.09.2022
Place of completion Jersey, Channel Islands
Date of completion 16.06.2023
------------------------
For further information, please contact:
Peel Hunt via MHP
Steven Fine, CEO
Sunil Dhall, CFOO
Engine MHP (Financial PR) +44 (0)20 3128 8540
Tim Rowntree
Charlie Barker
Robert Collett-Creedy
peelhunt@mhpc.com
Grant Thornton UK LLP (Nominated Adviser) +44
(0)20 7728 2942
Colin Aaronson
Sam Littler
Notes to editors:
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