Somero Enterprises Inc. Holding(s) in Company (6121J)
September 12 2016 - 11:15AM
UK Regulatory
TIDMSOM
RNS Number : 6121J
Somero Enterprises Inc.
12 September 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or SOMERO ENTERPRISE INC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights ü
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
----------------------------------------------------- -----------------------
3. Full name of person(s) HARGREAVE HALE LIMITED
subject to the
notification obligation:
(iii)
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4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
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5. Date of the transaction 09 SEPTEMBER 2016
and date on
which the threshold is
crossed or
reached: (v)
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6. Date on which issuer 12 SEPTEMBER 2016
notified:
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7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 12%
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8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- --------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- --------------------------- ------------------------ -------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ----------- -------------- ---------- ------------ ------- ----------
USU834501038 6,451,450 6,451,450 6,951,450 6,951,450 12.3683%
--------------- --------------- ----------- -------------- ---------- ------------ ------- ----------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- ---------------------------- ------------------------------------ -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- --------------- ------------- ------------- -------------------------- -------------------------------
Nominal Delta
--------------- --------------- ------------- ------------- -------------------------- ------------------- ----------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -----------------------------------------------------------
6,951,450 12.3683%
-------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------
6,300,000 of these shares are held for unit trusts operated
by Marlborough Fund Managers Ltd, for whom Hargreave
Hale Ltd manages the investments on a discretionary
basis. The remaining balance is held for other discretionary
clients.
Proxy Voting:
-------------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------- --------------------
11. Number of voting rights proxy
holder will cease to hold:
--------------------------------------------------------------- --------------------
12. Date on which proxy holder will
cease to hold voting rights:
--------------------------------------------------------------- --------------------
13. Additional information:
--------------------------------------------------------------- --------------------
14. Contact name: David Clueit,
Hargreave Hale Ltd
--------------------------------------------------------------- --------------------
15. Contact telephone number: 01253 754739
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This information is provided by RNS
The company news service from the London Stock Exchange
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