false 0001328237 0001328237 2023-11-27 2023-11-27

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 27, 2023

 

 

INVESCO DB COMMODITY INDEX TRACKING FUND

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-32726   32-6042243
(State or other jurisdiction
of incorporation)		   (Commission
File Number)		   (I.R.S. Employer
Identification No.)

 

c/o Invesco Capital Management LLC

3500 Lacey Road, Suite 700

Downers Grove, Illinois

   60515
(Address of principal executive offices)   (Zip Code)

(800) 983-0903

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading
Symbol(s)

  

Name of each exchange
on which registered

Common Units of Beneficial Interest   DBC   NYSE Arca, Inc.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

☐

Emerging growth company

 

☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to section 13(a) of the Exchange Act.

 

 

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b)

On November 27, 2023, Ms. Anna Paglia gave notice to the Invesco DB Commodity Index Tracking Fund (the “Trust”) that she is resigning from all positions at Invesco Capital Management LLC (the “Managing Owner”) and its affiliates, including her positions as Chief Executive Officer and Principal Executive Officer of the Trust and Member of the Board of Managers of the Managing Owner (the “Board”), effective November 28, 2023 (the “Effective Date”).

(c)

On November 27, 2023, (i) the Board appointed Mr. Brian Hartigan to serve as Chief Executive Officer and Principal Executive Officer of the Trust, and (ii) Invesco Group Services Inc., the sole member of the Managing Owner, appointed Mr. Hartigan to serve as a Member of the Board, as of the Effective Date. Mr. Hartigan will replace Ms. Anna Paglia, who, as previously disclosed, gave notice of her resignation as Chief Executive Officer and Principal Executive Officer of the Trust and as a Member of the Board, as of the Effective Date.

Brian Hartigan (45) has been Chief Executive Officer of the Managing Owner since November 2023. In this role, he has general oversight responsibilities for all of the Managing Owner’s business. Mr. Hartigan has been a Member of the Board of Managers of the Managing Owner since November 2023. Previously, Mr. Hartigan was Global Head of ETF Investments and Indexed Strategies at Invesco Ltd., a global investment management company and affiliate of the Managing Owner, since 2015. In that role, he was responsible for oversight of all portfolio management activities of exchange-traded funds (ETFs), as well as providing support to the US ETF Board, serving as a global ETF expert/resource and providing day-to-day support. In addition, he was a team leader for Invesco’s unit investment trusts. Mr. Hartigan earned a BA degree from the University of St. Thomas in Minnesota and an MBA in finance from DePaul University. He is a Chartered Financial Analyst® (CFA) charterholder and a member of the CFA Society of Chicago.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Invesco DB Commodity Index Tracking Fund
           By:  

Invesco Capital Management LLC,

its Managing Owner

    By:  

/s/ Adam Henkel

      Name:   Adam Henkel
      Date:   November 28, 2023
      Title:   Secretary
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Document and Entity Information
Nov. 27, 2023
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Entity Central Index Key 0001328237
Document Type 8-K
Document Period End Date Nov. 27, 2023
Entity Registrant Name INVESCO DB COMMODITY INDEX TRACKING FUND
Entity Incorporation State Country Code DE
Entity File Number 001-32726
Entity Tax Identification Number 32-6042243
Entity Address, Address Line One c/o Invesco Capital Management LLC
Entity Address, Address Line Two 3500 Lacey Road
Entity Address, Address Line Three Suite 700
Entity Address, City or Town Downers Grove
Entity Address, State or Province IL
Entity Address, Postal Zip Code 60515
City Area Code (800)
Local Phone Number 983-0903
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Common Units of Beneficial Interest
Trading Symbol DBC
Security Exchange Name NYSEArca
Entity Emerging Growth Company false
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