Iofina PLC Holding(s) in Company (0082H)
July 24 2023 - 11:00AM
UK Regulatory
TIDMIOF
RNS Number : 0082H
Iofina PLC
24 July 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the Iofina plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please
mark with an "X" if appropriate)
Non-UK issuer
-------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
An acquisition or disposal of voting rights X
-------------
An acquisition or disposal of financial instruments
-------------
An event changing the breakdown of voting rights
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Other (please specify) (iii) :
-------------
3. Details of person subject to the notification obligation
(iv)
Name Jeffrey Paul Ploen
City and country of registered office
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Pershing Nominees Limited
------------------------------------------------------
City and country of registered office London, UK
(if applicable)
------------------------------------------------------
5. Date on which the threshold was 20 July 2023
crossed or reached (vi) :
------------------------------------------------------
6. Date on which issuer notified 20 July 2023
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification
obligation
% of voting % of voting Total of both Total number
rights attached rights through in % (8.A + of voting
to shares (total financial instruments 8.B) rights
of 8. A) (total of 8.B held in
1 + 8.B 2) issuer
(8.A +
8.B) (vii)
-------------------------- -------------------- ----------------------- -------------- -------------
Resulting situation <3% <3%
on the date
on which threshold
was crossed
or reached
-------------------- ----------------------- -------------- -------------
Position of
previous notification
(if
applicable) 3.22% 3.22%
-------------------- ----------------------- -------------- -------------
8. Notified details of the resulting situation on the date
on which the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of (ix)
shares
ISIN code (if
possible)
Direct Direct Direct Indirect
(DTR5.1) (DTR5.1) (DTR5.1) (DTR5.2.1)
-------------------
SUBTOTAL 8.
A
--------------------------------------------- -------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (x) Conversion Period rights that may rights
(xi) be acquired if
the instrument
is
exercised/converted.
------------- ----------------------- ----------------------------- ------------
SUBTOTAL 8.
B 1
----------------------- ----------------------------- ------------
B 2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical Number % of voting
financial date (x) Conversion or cash of voting rights
instrument Period (xi) Settlement rights
(xii)
-------------------- ---------------- ---------------- -----------
SUBTOTAL
8.B.2
---------------- -----------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly
an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
(please add additional rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of
if it equals or through financial both if it
is higher than the instruments if equals or
notifiable threshold it equals or is is higher
higher than the than the
notifiable threshold notifiable
threshold
---------------------------- -------------------------- --------------
10. In case of proxy voting, please identify:
Name of the proxy holder
------------------------------------------
The number and % of voting rights
held
------------------------------------------
The date until which the voting
rights will be held
------------------------------------------
11. Additional information (xvi)
Place of completion London, UK
Date of completion 20 July 2023
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END
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