IQE PLC IQE plc: Holding(s) in Company (3987T)
November 14 2023 - 6:00AM
UK Regulatory
TIDMIQE
RNS Number : 3987T
IQE PLC
14 November 2023
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the IQE PLC
underlying issuer of existing shares
to which voting rights are attached
(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name CANACCORD GENUITY GROUP INC
City and country of registered office VANCOUVER, CANADA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name DISCRETIONARY CLIENTS
--------------------------------------------
City and country of registered office As above
(if applicable)
--------------------------------------------
5. Date on which the threshold was 10 NOVEMBER 2023
crossed or reached (vi) :
--------------------------------------------
6. Date on which issuer notified 13 NOVEMBER 2023
(DD/MM/YYYY):
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 11.0208 11.0208 105,966,550
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 10.0760 10.0760
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------------
GB0009619924 105,966,550 11.0208
----------------------- -------------------------- -------------------------- ---------------------
SUBTOTAL 8. A 105,966,550 11.0208
--------------------------------------------------- -------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (x) Conversion Period rights that may rights
(xi) be acquired if the
instrument is
exercised/converted.
--------------- --------------------------- --------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------------- --------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------------- ----------------- ---------------------- -------------------
SUBTOTAL 8.B.2
---------------------- -------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------------- -------------------------------- --------------------------
Canaccord Genuity
Group Inc. 11.0208 11.0208
---------------------------- -------------------------------- --------------------------
Canaccord Adams
Financial Group
Inc. 0.0002 0.0002
---------------------------- -------------------------------- --------------------------
Collins Stewart
Inc. 0.0002 0.0002
---------------------------- -------------------------------- --------------------------
Canaccord Adams
(Delaware) Inc. 0.0002 0.0002
---------------------------- -------------------------------- --------------------------
Canaccord Genuity
LLC 0.0002 0.0002
---------------------------- -------------------------------- --------------------------
Canaccord Genuity
Wealth Group Holdings
Limited 11.0206 11.0206
---------------------------- -------------------------------- --------------------------
Canaccord Genuity
Wealth Group Holdings
(Jersey) Limited 11.0206 11.0206
---------------------------- -------------------------------- --------------------------
Canaccord Genuity
Wealth Group Limited 11.0206 11.0206
---------------------------- -------------------------------- --------------------------
Canaccord Genuity
Wealth Limited 0.0126 0.0126
---------------------------- -------------------------------- --------------------------
Canaccord Genuity
Asset Management
Limited (formerly
Hargreave Hale Limited) 11.008 11.008
---------------------------- -------------------------------- --------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
------------------------------------------------------------
The number and % of voting rights
held
------------------------------------------------------------
The date until which the voting rights
will be held
------------------------------------------------------------
11. Additional information (xvi)
Place of completion BLACKPOOL, ENGLAND
Date of completion 13 NOVEMBER 2023
-------------------
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