Securities Registration (ads, Immediate) (f-6ef)
January 18 2023 - 3:23PM
Edgar (US Regulatory)
As filed
with the U.S. Securities and Exchange Commission on January 18, 2023
Registration
No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES
ACT OF 1933
For Depositary Shares Evidenced by American
Depositary Receipts
___________________
Dada Nexus Limited
(Exact name of issuer of deposited securities
as specified in its charter)
n/a
(Translation of issuer's name into English)
The Cayman Islands
(Jurisdiction of incorporation or organization
of issuer)
JPMORGAN CHASE BANK, N.A.
(Exact name of depositary as specified in its
charter)
383 Madison Avenue, Floor 11, New York, New
York 10179
Telephone (800) 990-1135
(Address, including zip code, and telephone number,
including area code, of depositary's principal executive offices)
____________________
Cogency Global Inc.
122 East 42nd Street, 18th Floor
New York NY 10168
Telephone: (800) 221-0102
(Address, including zip code, and telephone number,
including area code, of agent for service)
Copy to:
Scott A. Ziegler, Esq. |
Ziegler, Ziegler & Associates LLP
570 Lexington Avenue, Suite 2405
New York, New York 10022
(212) 319-7600 |
It is proposed that this filing become effective
under Rule 466
☒ immediately
upon filing
☐ on
(Date) at (Time)
If
a separate registration statement has been filed to register the deposited shares, check the following box. ☐
CALCULATION OF REGISTRATION FEE
Title of each class of
Securities to be registered
|
Amount
to be registered |
Proposed maximum aggregate price per unit (1) |
Proposed maximum
aggregate offering price (2) |
Amount of
registration fee
|
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing four (4) ordinary shares, par value US$0.0001 per share, of Dada Nexus Limited |
50,000,000
American Depositary Shares
|
$0.05 |
$2,500,000 |
$275.50 |
| (1) | Each unit represents one American Depositary Share. |
| (2) | Estimated solely for the purpose of calculating the registration
fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection
with the issuance of American Depositary Receipts evidencing American Depositary Shares. |
PART I
INFORMATION
REQUIRED IN PROSPECTUS
The
Prospectus consists of the form of American Depositary Receipt ("ADR" or "American Depositary Receipt") filed
as Exhibit (a)(2) to this Registration Statement, which is incorporated herein by reference.
CROSS
REFERENCE SHEET
Item
1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Item
Number and Caption
|
|
Location in Form of American
Depositary
Receipt Filed Herewith
as Prospectus |
|
|
|
|
|
(1) |
Name and address of Depositary |
|
Introductory paragraph and bottom of face of American Depositary Receipt |
|
|
|
|
(2) |
Title
of American Depositary Receipts and identity of deposited securities |
|
Face of American Depositary Receipt, top center |
|
|
|
|
|
Terms of Deposit: |
|
|
|
|
|
|
|
(i) |
Amount
of deposited securities represented by one unit of American Depositary Shares |
|
Face of American Depositary Receipt, upper right corner |
|
|
|
|
|
|
(ii) |
Procedure
for voting, if any, the deposited securities |
|
Paragraph (12) |
|
|
|
|
|
|
(iii) |
Collection
and distribution of dividends |
|
Paragraphs (4), (5), (7) and (10) |
|
|
|
|
|
|
(iv) |
Transmission
of notices, reports and proxy soliciting material |
|
Paragraphs (3), (8) and (12) |
|
|
|
|
|
|
(v) |
Sale
or exercise of rights |
|
Paragraphs (4), (5) and (10) |
|
|
|
|
|
|
(vi) |
Deposit
or sale of securities resulting from dividends, splits or plans of reorganization |
|
Paragraphs (4), (5), (10) and (13) |
|
|
|
|
|
|
(vii) |
Amendment,
extension or termination of the Deposit Agreement |
|
Paragraphs (16) and (17) |
|
|
|
|
|
|
(viii) |
Rights
of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs |
|
Paragraph (3) |
|
|
|
|
|
|
(ix) |
Restrictions
upon the right to deposit or withdraw the underlying securities |
|
Paragraphs (1), (2), (4), and (5) |
|
|
|
|
|
|
(x) |
Limitation
upon the liability of the Depositary |
|
Paragraph (14) |
|
|
|
|
|
(3) |
Fees
and Charges |
|
Paragraph (7) |
Item
2. AVAILABLE INFORMATION
Item Number and Caption |
|
Location in Form of American Depositary
Receipt Filed Herewith as Prospectus |
|
|
|
Statement that Dada Nexus Limited is subject to the periodic reporting requirements of the Securities Exchange Act of 1934, as amended, and, accordingly files certain reports with the Securities and Exchange Commission, and that such reports can be inspected and copied through the Securities and Exchange Commission’s EDGAR system or at public reference facilities maintained by the Securities and Exchange Commission in Washington, D.C. |
|
Paragraph (8) |
PART
II
INFORMATION
NOT REQUIRED IN PROSPECTUS
Item 3.
EXHIBITS
| (a)(1) | Form of Deposit Agreement. Form
of Deposit Agreement among Dada Nexus Limited, JPMorgan Chase Bank, N.A., as depositary (the “Depositary”), and all Holders
and Beneficial Owners from time to time of ADRs issued thereunder (the “Deposit Agreement”), including the form of American
Depositary Receipt attached as Exhibit A thereto. Previously filed as Exhibit (a) to Registration Statement on Form F-6 (File No. 333-238826)
filed on June 1, 2020 and incorporated by reference herein. |
| (a)(2) | Form of American Depositary Receipt. Filed herewith as Exhibit (a)(2). |
| (b) | Any other agreement to which the Depositary
is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities
represented thereby. Not Applicable. |
| (c) | Every material contract relating to the
deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years.
Not Applicable. |
| (d) | Opinion of Ziegler, Ziegler & Associates
LLP, counsel to the Depositary, as to the legality of the securities being registered. Filed herewith as Exhibit (d). |
| (e) | Certification under Rule 466. Filed
herewith as Exhibit (e). |
| (f) | Powers of Attorney for certain officers and
directors and the authorized representative of the Company. Set forth on the signature pages hereto. |
Item
4. UNDERTAKINGS
| (a) | The Depositary hereby undertakes to make available
at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports
and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder
of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. |
| (b) | If the amounts of fees charged are not disclosed
in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service
for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes
to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule. |
SIGNATURE
Pursuant
to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A. on behalf of the legal entity created by the
Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and
has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in The City of New
York, State of New York, on January 18, 2023.
|
Legal entity created by the form of Deposit
Agreement for the issuance of ADRs evidencing American Depositary Shares |
|
|
|
|
By: |
JPMORGAN CHASE BANK, N.A., as Depositary |
|
|
|
|
By: |
/s/ Lisa M. Hayes |
|
Name: |
Lisa M. Hayes |
|
Title: |
Vice President
|
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, Dada Nexus Limited certifies that it has reasonable grounds to believe that all the
requirements for filing on Form F-6 are met and has duly caused this Registration Statement on Form F-6 to be signed on its behalf by
the undersigned, thereunto duly authorized, on January 18, 2023.
|
Dada Nexus Limited
|
|
|
|
|
By: |
/s/ Jeff Huijian He |
|
Name: |
Jeff Huijian He |
|
Title: |
Chief Executive Officer and Chairman
|
POWERS
OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each
person whose signature appears below constitutes and appoints each of Jeff Huijian He and Beck Zhaoming Chen as attorneys-in-fact and
agents with full power of substitution, for him or her in any and all capacities, to do any and all acts and all things and to execute
any and all instruments which said attorney and agent may deem necessary or desirable to enable the registrant to comply with the Securities
Act of 1933, as amended (the “Securities Act”), and any rules, regulations and requirements of the Securities and Exchange
Commission thereunder, in connection with the registration under the Securities Act of American depositary shares (the “ADSs”)
representing ordinary shares of the registrant, including, without limitation, the power and authority to sign the name of each of the
undersigned in the capacities indicated below to the Registration Statement on Form F-6 (the “Registration Statement”) to
be filed with the Securities and Exchange Commission with respect to such ADSs, to any and all amendments or supplements to such Registration
Statement, whether such amendments or supplements are filed before or after the effective date of such Registration Statement, to any
related Registration Statement filed pursuant to Rule 462(b) under the Securities Act, and to any and all instruments or documents filed
as part of or in connection with such Registration Statement or any and all amendments thereto, whether such amendments are filed before
or after the effective date of such Registration Statement; and each of the undersigned hereby ratifies and confirms all that such attorney
and agent shall do or cause to be done by virtue hereof.
Under the requirements of the Securities Act of
1933, this Registration Statement has been signed by the following persons on January 18, 2023, in the capacities indicated.
SIGNATURES
Signature |
|
Title |
|
|
/s/ Lijun Xin
Lijun Xin |
|
Chairman of the Board of Directors
|
|
|
/s/ Jeff Huijian He
Jeff Huijian He |
|
Chief Executive Officer and Director (principal
executive officer)
|
|
|
/s/ Christina Xiaojing Zhu
Christina Xiaojing Zhu |
|
Director
|
|
|
|
/s/ Baohong Sun
Baohong Sun |
|
Independent Director
|
|
|
/s/ Jian Han
Jian Han |
|
Independent Director
|
|
|
|
/s/ Laura Butler
Laura Butler |
|
Independent Director
|
|
|
/s/ Beck Zhaoming Chen
Beck Zhaoming Chen |
|
Chief Financial Officer
(principal financial and accounting
officer) |
|
|
SIGNATURE OF AUTHORIZED REPRESENTATIVE OF THE
REGISTRANT
Under the Securities Act of 1933, as amended,
the undersigned, the duly authorized representative in the United States of Dada Nexus Limited, has signed this Registration Statement
on January 18, 2023.
|
Authorized U.S. Representative – Cogency Global Inc.
|
|
|
|
|
By: |
/s/ Colleen A. De Vries |
|
Name: |
Colleen A. De Vries |
|
Title: |
Senior Vice President on behalf of Cogency Global Inc.
|
INDEX
TO EXHIBITS
Exhibit Number |
|
|
|
|
|
(a)(2) |
Form of American Depositary Receipt |
|
|
|
|
(d) |
Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities to be registered. |
|
|
|
|
(e) |
Rule 466 Certification |
|
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