- Current report filing (8-K)
July 13 2012 - 10:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of report (Date of earliest event reported): July 12, 2012
HICKS ACQUISITION COMPANY II, INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-35411
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80-0611167
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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100 Crescent Court, Suite 1200
Dallas, TX
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75201
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(Address of principal executive offices)
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(Zip code)
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(214) 615-2300
(Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of
the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
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Item 1.01. Entry into a Material Definitive Agreement.
On July 13, 2012, Hicks Acquisition Company II, Inc. (HACII) and Appleton Papers Inc. (Appleton) terminated the proposed
transactions between the parties, pursuant to which Appleton would have become a non-wholly-owned subsidiary of HACII, by means of a Termination Agreement (the Termination Agreement).
The Termination Agreement terminates (i) the Equity Purchase Agreement, dated as of May 16, 2012 (the Equity Purchase Agreement),
among HACII, HH-HACII, L.P., Appleton and Paperweight Development Corp., the current owner of Appleton (PDC), and (ii) the Cross Purchase Agreement, dated as of May 16, 2012 (the Cross Purchase Agreement and,
together with the Equity Purchase Agreement, the Purchase Agreements), between HACII and PDC.
The foregoing description of the
Termination Agreement and the transactions contemplated thereby does not purport to be complete and is qualified in its entirety by reference to the Termination Agreement, a copy of which is filed as Exhibit 10.1 hereto and is incorporated herein by
reference.
Item 1.02. Termination of a Material Definitive Agreement.
The disclosure set forth in Item 1.01 above with respect to the Termination Agreement and the Purchase Agreements is incorporated by reference herein.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On July 12, 2012, HACII held a special meeting of public warrantholders at 9:00 a.m. Central Daylight Time. The only matter voted on by HACIIs public warrantholders was a proposal to approve an
adjournment of the special meeting of public warrantholders to permit further solicitation and vote of proxies in favor of an amendment to the warrant agreement that governs all HACII warrants (the Warrantholder Adjournment Proposal).
The Warrantholder Adjournment Proposal received the following votes:
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For
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Against
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Abstain
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Broker Non-Votes
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9,100,489
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0
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989,100
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0
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As noted below, the adjourned special meeting of public warrantholders has been cancelled.
On July 12, 2012, HACII also held a special meeting of stockholders at 10:00 a.m. Central Daylight Time. The only matter voted on by HACIIs
stockholders was a proposal to approve an adjournment of the special meeting of stockholders to permit further solicitation and vote of proxies in favor of a director election proposal, the adoption of an equity incentive plan, and the adoption of
the Purchase Agreements (the Stockholder Adjournment Proposal). The Stockholder Adjournment Proposal received the following votes:
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For
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Against
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Abstain
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Broker Non-Votes
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9,175,176
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5,017,208
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1,163,914
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0
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As noted below, the adjourned special meeting of stockholders has been cancelled.
On July 12, 2012, HACII also held a special meeting of stockholders at 11:00 a.m. Central Daylight Time. The only matter voted on by HACIIs
stockholders was a proposal to approve an adjournment of the special meeting of stockholders to permit further solicitation and vote of proxies in favor of an amendment to HACIIs amended and restated certificate of incorporation to, among
other things, extend the date on which HACII must either consummate a business combination or commence proceedings to dissolve and liquidate from July 14, 2012 to September 14, 2012 (the Amendment Adjournment Proposal). The
Amendment Adjournment Proposal received the following votes:
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For
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Against
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Abstain
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Broker Non-Votes
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9,175,176
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5,017,208
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1,163,914
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0
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As noted below, the adjourned special meeting of stockholders has been cancelled.
Item 8.01. Other Events.
As a result of the termination of the Purchase Agreements, the special meeting of HACII public warrantholders and the special meetings of HACII stockholders, each of which was scheduled to be held on
July 13, 2012, have been cancelled. HACIIs public warrantholders and stockholders should disregard the proxy statement/prospectus mailed to them on or about July 2, 2012.
On July 13, 2012, HACII issued a press release announcing the termination of the proposed business combination with Appleton. The press release is attached to this report as Exhibit 99.1 and is
incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
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Exhibit
Number
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Exhibit
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10.1*
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Termination Agreement, dated as of July 13, 2012, by and among Hicks Acquisition Company II, Inc., HH-HACII, L.P., Appleton Papers Inc. and Paperweight Development
Corp.
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99.1*
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Press Release, dated July 13, 2012.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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Dated: July 13, 2012
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Hicks Acquisition Company II, Inc.
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By:
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/s/ Christina Weaver Vest
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Name: Christina Weaver Vest
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Title: Chief Executive Officer
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EXHIBIT INDEX
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Exhibit
Number
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Exhibit
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10.1*
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Termination Agreement, dated as of July 13, 2012, by and among Hicks Acquisition Company II, Inc., HH-HACII, L.P., Appleton Papers Inc. and Paperweight Development
Corp.
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99.1*
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Press Release, dated July 13, 2012.
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