|
|
|
|
|
Grant Date |
|
Recipient |
|
Number of Shares Subject to Restricted Stock Units |
12/31/2020 |
|
Christina Teng Topsøe |
|
357 |
12/31/2020 |
|
Jakob Haldor Topsøe |
|
178 |
03/31/2021 |
|
Christina Teng Topsøe |
|
195 |
03/31/2021 |
|
Jakob Haldor Topsøe |
|
130 |
06/30/2021 |
|
Christina Teng Topsøe |
|
195 |
06/30/2021 |
|
Jakob Haldor Topsøe |
|
130 |
09/30/2021 |
|
Christina Teng Topsøe |
|
195 |
09/30/2021 |
|
Jakob Haldor Topsøe |
|
130 |
12/31/2021 |
|
Christina Teng Topsøe |
|
195 |
12/31/2021 |
|
Jakob Haldor Topsøe |
|
130 |
03/31/2022 |
|
Christina Teng Topsøe |
|
346 |
03/31/2022 |
|
Jakob Haldor Topsøe |
|
230 |
06/30/2022 |
|
Christina Teng Topsøe |
|
346 |
06/30/2022 |
|
Jakob Haldor Topsøe |
|
230 |
09/30/2022 |
|
Christina Teng Topsøe |
|
346 |
09/30/2022 |
|
Jakob Haldor Topsøe |
|
230 |
12/31/2022 |
|
Christina Teng Topsøe |
|
346 |
12/31/2022 |
|
Jakob Haldor Topsøe |
|
230 |
03/31/2023 |
|
Christina Teng Topsøe |
|
738 |
03/31/2023 |
|
Jakob Haldor Topsøe |
|
492 |
06/30/2023 |
|
Christina Teng Topsøe |
|
738 |
06/30/2023 |
|
Jakob Haldor Topsøe |
|
492 |
Jakob Haldor Topsøe and Christina Teng Topsøe each hold an option to purchase 12,100 shares of the Issuers
Common Stock, an option to purchase 10,000 shares of the Issuers Common Stock, an option to purchase 6,423 shares of the Issuers Common Stock, an option to purchase 29,497 shares of the Issuers Common Stock and an option to
purchase 15,500 shares of the Issuers Common Stock, with each such option granted by the Issuers board of directors pursuant to the Issuers Amended and Restated 2018 Omnibus Incentive Plan.
On May 12, 2022, May 13, 2022, May 20, 2022, June 29, 2023 and June 30, 2023, Jakob Haldor Topsøe made open-market purchases of 8,254, 7,850, 1,481,
3,500, and 3,500 shares, respectively, of the Issuers Common Stock.
On May 12, 2022, May 13, 2022, and June 30, 2023, Pillarcater LLC, which is
wholly owned by CT Foundation, a South Dakota trust (Ms. Topsøe being the sole manager of Pillarcater LLC and the sole beneficiary of CT Foundation), made open-market purchases of 2,290 shares, 4,510 shares, and 3,000 shares, respectively, of
the Issuers Common Stock.
On March 29, 2022, the Issuer entered into an underwriting agreement (the 2022 Underwriting
Agreement) with J.P. Morgan Securities LLC, BofA Securities, Inc., Stifel, Nicolaus & Company, Incorporated and Guggenheim Securities, LLC, as representatives of the several underwriters named therein , related to the
public offering (the 2022 Offering) of 8,695,653 shares of Non-Voting Common Stock of the Issuer at a price to the public of $23.00 per share. The Non-Voting
Common Stock is convertible at any time on a 1-to-1 basis without consideration into Common Stock of the Issuer, subject to the limitation discussed in Item 5 and has no
expiration date. In addition, the Issuer granted the underwriters in the 2022 Offering an option exercisable for 30 days from the date of the Underwriting Agreement to purchase, at $21.85 per share, up to an additional 1,304,347 shares of Common
Stock to cover overallotments, if any, which the Underwriters fully exercised on March 30, 2022. The 2022 Offering closed on April 1, 2022. Pursuant to the 2022 Offering, Topsøe Holding purchased 1,086,957 shares of Non-Voting Common Stock at the offering price of $21.85 per share with its working capital.
On June 22, 2023, the
Issuer entered into an underwriting agreement (the 2023 Underwriting Agreement) with BofA Securities, Inc., Jefferies LLC, Stifel, Nicolaus & Company, Incorporated and Guggenheim Securities, LLC, as representatives of the
several underwriters named therein, related to the public offering (the 2023 Offering) of 1,597,827 shares of the Issuers Common Stock and 9,000,000 shares of the Issuers Non-Voting
Common Stock at a price to the public of $8.00 per share. The Non-Voting Common Stock is convertible at any time on a 1-to-1
basis without consideration into voting common stock of the Issuer, subject to the limitation discussed in Item 5 and has no expiration date. In addition, the Issuer granted the underwriters in the 2023 Offering an option exercisable for 30 days
from the date of the Underwriting Agreement to purchase, at $8.00 per share, up to an additional 1,589,673 shares of Common Stock to cover overallotments, if any, which the underwriters fully exercised on June 23, 2023. The 2023 Offering closed
on June 26, 2023. Pursuant to the 2023 Offering, Topsøe Holding purchased 1,687,500 shares of Non-Voting Common Stock at the offering price of $8.00 per share with its working capital.