Current Report Filing (8-k)
April 27 2023 - 3:28PM
Edgar (US Regulatory)
0001325964
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0001325964
2023-04-26
2023-04-26
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xbrli:shares
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event
reported) April
26, 2023
Lightwave Logic, Inc.
(Exact name of registrant as specified in its
charter)
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| Nevada |
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001-40766 |
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82-0497368 |
(State or
other jurisdiction
of incorporation) |
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(Commission
File Number) |
|
(IRS Employer
Identification Number) |
369 Inverness Parkway, Suite 350, Englewood,
CO80112
(Address of principal executive offices, including
Zip Code)
(720) 340-4949
(Registrant’s
telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class |
|
Trading
Symbol(s) |
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Name of each exchange
on which registered |
| Common Stock, par value $0.001 per share |
|
LWLG |
|
The
Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Dr. Michael S. Lebby
On April
26, 2023, Lightwave Logic, Inc. (the “Company”) entered into an amended employee agreement with Dr. Michael S. Lebby,
the Company’s Chief Executive Officer. The amended employee agreement amends Dr. Lebby’s employee agreement to extend his
employee agreement’s expiration date to April 30, 2025.
The description
of Dr. Lebby’s employee agreement amendment is not complete and is qualified in its entirety by reference to the employee agreement
amendment attached hereto as Exhibit 10.1, which is incorporated by reference herein.
James S. Marcelli
On April
26, 2023, the Company entered into an amended employee agreement with James S. Marcelli, the Company’s President and Chief Operating
Officer. The amended employee agreement amends Mr. Marcelli’s employee agreement to extend his employee agreement’s expiration
date to December 31, 2025.
The description
of Mr. Marcelli’s employee agreement amendment is not complete and is qualified in its entirety by reference to the employee agreement
amendment attached hereto as Exhibit 10.2, which is incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of
the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| LIGHTWAVE LOGIC, INC. |
|
| |
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| By: |
/s/ James S. Marcelli |
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| Name: |
James S. Marcelli |
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| Title: |
President |
|
Dated: April 27, 2023
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